Finding 577345 (2022-001)

Material Weakness
Requirement
AB
Questioned Costs
-
Year
2022
Accepted
2023-10-30
Audit: 1678
Organization: Belmont County (OH)

AI Summary

  • Core Issue: Lack of documented approvals for federal grant expenditures, with 8.3% of disbursements missing necessary reviews.
  • Impacted Requirements: Compliance with federal grant regulations and Uniform Guidance, risking unallowable charges to Medicaid and other programs.
  • Recommended Follow-Up: Develop and implement formal written procedures for expenditure approvals, ensuring documentation and knowledgeable personnel are involved.

Finding Text

Per the County Department of Job and Family Services, all expenditures charged to Federal Grants are typically reviewed and approved by administrators or managerial personnel knowledgeable about the respective Federal Grant regulations. Evidence of these approvals on the payment vouchers and/or invoices are necessary to acknowledge that the expenditures are allowable, per specific grant regulations, and are compliant with Uniform Guidance requirements contained in Subpart E of 2 CFR part 200 and Subpart E of 45 CFR part 75. Due to the lack of written internal controls and consistent application of the control procedures over the review of expenditures, five out of sixty (8.3%) of disbursements had no evidence of review and approval by the Department of Job and Family Services grant administrators or managerial personnel knowledgeable about the federal grant regulations. These weaknesses could result in unallowable expenditures being charged to Medicaid or other programs administered by the County Department of Job and Family Services. Formal written procedures should be developed, implemented, and consistently applied to the approval of federal grant expenditures prior to payment. Procedures should include how approvals by management or administrators are documented for each expenditure and the approvals should be done by personnel knowledgeable about the federal program. Implementing a formal control process with help ensure only allowable expenditures are made using federal grant funds.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 903 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $1.83M
93.558 Temporary Assistance for Needy Families $1.79M
93.563 Child Support Enforcement $825,798
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $754,645
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $715,424
10.760 Water and Waste Disposal Systems for Rural Communities $643,110
93.658 Foster Care_title IV-E $398,012
17.258 Wia Adult Program $384,498
17.259 Wia Youth Activities $370,436
93.659 Adoption Assistance $337,986
17.278 Wia Dislocated Worker Formula Grants $124,616
10.555 National School Lunch Program $65,729
93.645 Stephanie Tubbs Jones Child Welfare Services Program $54,882
93.667 Social Services Block Grant $44,139
84.181 Special Education-Grants for Infants and Families $38,732
93.556 Promoting Safe and Stable Families $38,590
93.767 Children's Health Insurance Program $37,616
93.575 Child Care and Development Block Grant $35,295
10.553 School Breakfast Program $30,091
97.042 Emergency Management Performance Grants $25,793
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $22,609
14.239 Home Investment Partnerships Program $21,940
93.747 Elder Abuse Prevention Interventions Program $20,000
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $11,665
16.575 Crime Victim Assistance $8,036
20.205 Highway Planning and Construction $7,560
90.404 2018 Hava Election Security Grants $2,190
84.027 Special Education_grants to States $174
84.173 Special Education_preschool Grants $13