Finding 575388 (2024-001)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-09-03
Audit: 365419
Organization: Charter Township of Flint (MI)

AI Summary

  • Core Issue: The Township failed to verify that contractors were not suspended or debarred before entering into contracts, violating 2 CFR Section 180.300.
  • Impacted Requirements: Internal control procedures for compliance with suspension and debarment checks were ineffective, leading to material noncompliance.
  • Recommended Follow-up: Implement robust internal controls to ensure verification of contractor status and maintain documentation in contract files.

Finding Text

Assistance Listing, Federal Agency, and Program Name - ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Funds Federal Award Identification Number and Year - 21.027, fiscal year 2024 Pass through Entity - N/A Finding Type - Material weakness and material noncompliance with laws and regulations Repeat Finding - No Criteria - Per 2 CFR Section 180.300, recipients must have procedures in place for verifying that an entity with which they plan to enter into a covered transaction is not suspended, debarred, or otherwise excluded. Condition - The Township did not verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs - None If questioned costs are not determinable, description of why known questioned costs were undetermined or otherwise could not be reported - N/A Identification of How Questioned Costs Were Computed - N/A Context - The one contract selected for testing that was procured during the year did not include adequate documentation regarding review that the contractor was not debarred, suspended, or otherwise excluded prior to entering into the contract. The Township has since confirmed, as of the date of the audit, that the contractors were not on the suspended or debarred list; therefore, there are no questioned costs. Cause and Effect - Internal control procedures related to compliance with suspension and debarment requirements did not operate effectively. As a result, the Township did not perform procedures required under 2 CFR 180.300. Recommendation - Internal control procedures should be implemented to ensure that all contracts include verification that an entity is not debarred, suspended, or otherwise excluded and that documentation of this review is maintained in the contract file. Views of Responsible Officials and Corrective Action Plan - The Township will implement a process to ensure that prospective contractors are not suspended or debarred prior to entering into a contract and will maintain documentation supporting this conclusion. When awarding a contract to future prospective contractors, the Township or a representative of the Township will check SAM.gov listings for the prospective vendor and/or include a self certification as part of the procurement process.

Corrective Action Plan

Condition: The Township did not verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Planned Corrective Action: The Township will implement a process to ensure that prospective contractors are not suspended or debarred prior to entering into a contract and will maintain documentation supporting this conclusion. When awarding a contract to future prospective contractors, the Township or a representative of the Township will check SAM.gov listings for the prospective vendor and/or include a self-certification as part of the procurement process. Contact person responsible for corrective action: Kevin McIntire, Finance Director Anticipated Completion Date: June 30, 2025

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1151830 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $461,705
20.600 State and Community Highway Safety $94,737
16.738 Edward Byrne Memorial Justice Assistance Grant Program $54,337
14.218 Community Development Block Grants/entitlement Grants $23,229
16.607 Bulletproof Vest Partnership Program $4,605