Finding 575162 (2024-002)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-08-29

AI Summary

  • Core Issue: Lack of proper management approval for expenditures related to federal grants, violating internal control requirements.
  • Impacted Requirements: Non-compliance with 2 CFR 200.303(a), which mandates effective internal controls over federal awards.
  • Recommended Follow-Up: Ensure consistent review processes are maintained, especially during staff turnover, to prevent unapproved charges to federal programs.

Finding Text

Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal awards that provides assurance that the entity is managing the federal awards in compliance with federal statues, regulation and conditions of the federal awards Condition and Context: Accounting tasks such as review and approval of expenditures applied to the grants play a key role in proving the accuracy of accounting data and information included in SEFA. During the audit, we noted various expenditures that did not have the proper approval by management prior to the charge being applied to the grant. Questioned Costs: None noted Effect: Costs could be charged to federal programs which are unallowed due to lack of review. Cause: The Organization experienced turnover in multiple positions in finance during the year which caused the review not to be consistent. By the end of 2024, the Organization had a formal process in place to ensure all expenditures were properly reviewed, however, we noted invoices in the early part of the year were not properly reviewed.

Categories

Internal Control / Segregation of Duties Reporting

Other Findings in this Audit

  • 575161 2024-002
    Significant Deficiency Repeat
  • 575163 2024-002
    Significant Deficiency Repeat
  • 1151603 2024-002
    Significant Deficiency Repeat
  • 1151604 2024-002
    Significant Deficiency Repeat
  • 1151605 2024-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.696 Certified Community Behavioral Health Clinic Expansion Grants $1.19M
93.676 Unaccompanied Children Program $804,837
93.558 Temporary Assistance for Needy Families $659,431
14.267 Continuum of Care Program $512,125
16.839 Stop School Violence $383,970
21.027 Coronavirus State and Local Fiscal Recovery Funds $316,226
93.659 Adoption Assistance $292,783
16.123 Community-Based Violence Prevention Program $199,421
93.958 Block Grants for Community Mental Health Services $112,017
16.812 Second Chance Act Reentry Initiative $72,628
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $32,550
16.753 Congressionally Recommended Awards $9,762