Finding 573666 (2024-003)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2024
Accepted
2025-08-14
Audit: 364306
Organization: Trilogy, Inc. (IL)

AI Summary

  • Core Issue: The Organization miscalculated indirect costs for one transaction, leading to a reimbursement request that exceeded the allowable rate.
  • Impacted Requirements: Compliance with § 200.403, which mandates consistent charging of costs as either indirect or direct, without double charging.
  • Recommended Follow-Up: Management should recalculate the indirect cost rate based on the monthly grant invoice to ensure accuracy in future reimbursements.

Finding Text

Federal Agency: Department of Health and Human Services Federal program title: Block Grants for Community Mental Health Services Assistance Listing Number: 93.958 Pass-Through Agency: Illinois Department of Human Services Pass-Through Number: 45CCB03514; 45CCB04278; 45CCB00648 Award Period: 07/01/2023 – 06/30/2024 Type of Finding: Significant Deficiency in Internal Control over Compliance and Immaterial Noncompliance Criteria or specific requirement: As described in § 200.403, costs must be consistently charged as either indirect or direct costs, but may not be double charged or inconsistently charged as both. If chosen, this methodology once elected must be used consistently for all Federal awards until such time as a non-Federal entity chooses to negotiate for a rate, which the non-Federal entity may apply to do at any time. Condition: The Organization incorrectly calculated indirect costs for one of thirteen transactions selected for testing. Questioned Costs: $41 Context: The Organization calculates the indirect costs to be reimbursed based on total direct expenses less contractual services. For one of the thirteen transactions selected for testing, the indirect cost was not calculated correctly. Cause: Oversight. Effect: The Organization requested reimbursement for indirect costs in excess of their provisional rate of 28.28%. Repeat Finding: No Recommendation: We recommend management recalculate the indirect cost rate based on the monthly grant invoice submitted to the funder for reimbursement to ensure indirect costs are appropriate. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Action taken in response to finding: Trilogy will revise our monthly invoicing procedures to include a standardized step for verifying the indirect cost calculation. This will include recalculation of the indirect cost rate using actual monthly expenditures reflected in the grant invoices submitted for reimbursement. This recalculation will ensure that indirect costs are proportionate and accurately reflect the approved rate and allowable base. Relevant staff members will receive training on proper indirect cost calculation methods, and how to apply the rate to the correct base and reconcile with monthly expenditures. We will implement a quarterly review of indirect cost charges to ensure continued accuracy and compliance. Any discrepancies will be addressed promptly and adjusted as needed. Name(s) of the contact person(s) responsible for corrective action: Shunita Rhodes & Hagar Buster Planned completion date for corrective action plan: July 2025

Categories

Questioned Costs Internal Control / Segregation of Duties Cash Management Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 573664 2024-001
    Material Weakness Repeat
  • 573665 2024-002
    Material Weakness Repeat
  • 573667 2024-004
    Significant Deficiency
  • 1150106 2024-001
    Material Weakness Repeat
  • 1150107 2024-002
    Material Weakness Repeat
  • 1150108 2024-003
    Significant Deficiency Repeat
  • 1150109 2024-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.958 Block Grants for Community Mental Health Services $547,579
93.959 Block Grants for Prevention and Treatment of Substance Abuse $319,527
14.267 Continuum of Care Program $295,420
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $92,383
93.150 Projects for Assistance in Transition From Homelessness (path) $90,380
14.218 Community Development Block Grants/entitlement Grants $71,147
21.027 Coronavirus State and Local Fiscal Recovery Funds $58,452