Finding 571013 (2024-002)

Material Weakness
Requirement
N
Questioned Costs
$1
Year
2024
Accepted
2025-07-10

AI Summary

  • Core Issue: Contractors were not informed about the requirement to pay prevailing wage rates and submit certified payrolls for construction projects.
  • Impacted Requirements: Failure to comply with federal regulations could lead to disallowed costs, as there were no supporting documents for contractor payments.
  • Recommended Follow-Up: Enhance controls to ensure wage rate clauses are included in contracts and that certified payrolls are collected weekly.

Finding Text

Item 2024-002 Special Tests and Provisions – Wage Rate Requirements Education Stabilization Fund (ESF) ALN# 84.425 U.S. Department of Education Passed through the State Department of Education Grant period – Years ended September 30, 2024 (84.425U) Criteria – Grantees should have controls in place to ensure that contractors and subcontractors are notified of the requirement to pay prevailing wage rates to all laborers and mechanics employed on construction contracts in excess of $2,000 financed by federal assistance funds and to submit weekly certified payrolls for each week in which contract work is performed. 2 CFR 200.303 requires the non‐Federal entity to “(a) establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non‐Federal entity is managing the Federal statutes, regulations, and the terms and conditions of the Federal award.” 2 CFR 200.326 and 29 CFR Part 5, Labor Standards Provisions Applicable to Contracts Governing Federally Financed and Assisted Construction (DOL Regulations) require the contractor or subcontractor to submit to the nonfederal entity weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). Condition – Adequate controls were not in place to ensure that contractors and subcontractors were notified of the requirements to comply with the wage rate requirements and provided timely certified payrolls throughout the construction projects. Cause – A clause describing the Wage Rate Requirements was not added to the construction contracts. There was a lack of sufficient controls over the communication of this requirement to ensure the accuracy and completeness of the certified payrolls being provided to the Board. Effect – Lack of notification of the wage rate requirements to the contractors and subcontractors could lead to disallowed costs. We noted that payments to contractors did not have supporting documentation of certified payrolls. However, our audit disclosed no instances of unallowable costs. Questioned Costs – $166,152. Recommendation – We recommend the strengthening of controls to ensure the prevailing wage rate clauses are included in the contracts and that certified payrolls are received for each week in which construction work is performed. Management’s Response – The Board will strengthen the controls in place to provide assurance that proper prevailing wage rate clauses are added to construction contracts and certified payrolls are received from each week in which construction work is performed.

Corrective Action Plan

Corrective Action Plan Item 2024-002 Special Tests and Provisions - Wage Rate Requirement Responsible Parties: Heath McInnis, Assistant Superintendent The Board will provide assurance that proper prevailing wage requirements are added to construction contracts being paid from Federal funds, and that certified payrolls are maintained for each week in which construction work is performed. These changes will be enacted by July 31, 2025

Categories

Questioned Costs Allowable Costs / Cost Principles Special Tests & Provisions

Other Findings in this Audit

  • 571012 2024-001
    Significant Deficiency
  • 1147454 2024-001
    Significant Deficiency
  • 1147455 2024-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.425 Covid-19 Education Stabilization Fund $1.86M
84.010 Title I Grants to Local Educational Agencies $707,873
84.027 Special Education Grants to States $375,072
10.553 School Breakfast Program $169,989
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $70,660
10.555 National School Lunch Program $52,968
84.424 Student Support and Academic Enrichment Program $42,300
10.582 Fresh Fruit and Vegetable Program $42,090
84.358 Rural Education $39,377
84.048 Career and Technical Education -- Basic Grants to States $20,849
84.173 Special Education Preschool Grants $18,646
96.001 Social Security Disability Insurance $520