Finding 570843 (2024-001)

-
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-07-09

AI Summary

  • Core Issue: The Organization failed to verify vendor eligibility against the SAM.gov exclusions list, risking noncompliance with federal procurement requirements.
  • Impacted Requirements: Compliance with procurement and suspension/debarment rules under the Continuum of Care Program.
  • Recommended Follow-Up: Implement controls to ensure all vendors are checked against SAM.gov before payment to prevent future issues.

Finding Text

Federal Program: Continuum of Care Program, Assistance Listing 14.267 Federal Agency: U.S. Department of Housing and Urban Development Compliance Requirement: Procurement and Suspension and Debarment Type of Finding: Noncompliance Reference Number: 2024-001 Criteria: Non-federal entities must not award federal funds to parties listed on the SAM.gov exclusions list. Statement of Condition: During our testing of the Organization’s procurement processes for federally funded contracts, we noted that the Organization did not verify whether vendors were suspended or debarred during the year. Statement of Cause: The Organization did not have formal procedures in place to ensure vendors were checked against the SAM.gov exclusions list. Statement of Effect: There is a risk that federal funds could be disbursed to a vendor that is ineligible due to suspension or debarment, potentially resulting in questioned costs. Questioned Costs: None noted, as the vendors tested were not suspended or debarred, despite the lack of verification. Perspective Information: The finding was at Catholic Charities of Chenango County. The federal expenditures for Catholic Charities of Chenango County were $165,793 of the total $4,932,497 reported in the Schedule of Federal Awards. Recommendation: We recommend that the entity implement controls to ensure all vendors are verified through SAM.gov or equivalent procedures before payment. Views of Responsible Officials: Management concurs with the finding and has implemented procedures to document vendor eligibility verification via SAM.gov.

Corrective Action Plan

Corrective Action Condition Identified: The Organization did not verify whether vendors were suspended or debarred during the year. Cause: The Organization did not have formal procedures in place to ensure vendors were checked against the SAM.gov exclusions list. Corrective Action Taken: The Organization put a procedure in place that will check vendors against the exclusion list. Anticipated Completion Date: Procedure was put in place in May 2025 Views of Responsible Officials: Management concurs with the finding and has implemented procedures to document vendor eligibility verification via SAM.gov.

Categories

Procurement, Suspension & Debarment Eligibility

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.267 Continuum of Care Program $4.93M
93.576 Refugee and Entrant Assistance_discretionary Grants $1.21M
64.033 Va Supportive Services for Veteran Families Program $1.01M
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $97,669
19.510 U.s. Refugee Admissions Program $74,862
93.048 Special Programs for the Aging_title Iv_and Title Ii_discretionary Projects $71,869
94.002 Retired and Senior Volunteer Program $71,696
93.575 Child Care and Development Block Grant $66,817
93.566 Refugee and Entrant Assistance_state Administered Programs $64,800
10.558 Child and Adult Care Food Program $59,543
14.231 Emergency Solutions Grant Program $46,296
10.559 Summer Food Service Program for Children $40,620
93.959 Block Grants for Prevention and Treatment of Substance Abuse $23,549
93.550 Transitional Living for Homeless Youth $21,735
93.567 Refugee and Entrant Assistance_voluntary Agency Programs $20,088
97.010 Citizenship Education and Training $16,366
14.218 Community Development Block Grants/entitlement Grants $14,161
84.010 Title I Grants to Local Educational Agencies $11,471
20.616 National Priority Safety Programs $4,370
97.024 Emergency Food and Shelter National Board Program $4,000
94.006 Americorps $1,979