Finding 570641 (2023-002)

Significant Deficiency Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2025-07-08

AI Summary

  • Core Issue: The Data Collection Form and Single Audit reporting package were submitted late, violating the nine-month deadline set by Uniform Guidance.
  • Impacted Requirements: Compliance with reporting deadlines under Uniform Guidance, Part 200.512, was not met, leading to a significant deficiency.
  • Recommended Follow-up: Ensure timely submission of the Data Collection Form and Single Audit package in future audits to avoid repeat findings.

Finding Text

Finding No. 2023-002 – DATA COLLECTION FORM DUE DATES Name of Federal Agency U.S. Department of Education Pass-through the Puerto Rico Department of Education Federal Programs American Rescue Plan - Elementary and Secondary School Emergency Relief (ARP ESSER) Charter Schools Assistance Listing Number 84.282 84.425U Category Significant Deficiency Compliance/Internal Control Compliance Requirements Reporting Criteria Uniform Guidance, Part 200.512 (1) established the audit, the data collection form, and the reporting package must be submitted within 30 calendar days after the auditee receives the auditor's report(s) or nine months after the end of the audit period (whichever is earlier). The cognizant agency for audit or oversight agency for audit (in the absence of a cognizant agency for audit) may authorize an extension when the nine-month timeframe would place an undue burden on the auditee. If the due date falls on a Saturday, Sunday, or Federal holiday, the reporting package is due the next business day. Condition The Data Collection Form and Single Audit reporting package were not submitted within nine (9) months after the end of the audit period. Cause and Effect Information to complete the financial statements audit procedures was not available within the required period. Data collection form and single audit report were not submitted in a timely manner as required by the Uniform Guidance. A similar audit finding was reported during the prior audit (2022-004). Questioned Cost None Recommendation Data collection from and single audit package shall be submitted within the required due dates. Views of Responsible Officials The management of the Institution agrees with this finding. Responsible Person Yusein Duarakov Business Administration

Categories

Internal Control / Segregation of Duties Reporting Significant Deficiency

Other Findings in this Audit

  • 570639 2023-001
    Significant Deficiency
  • 570640 2023-002
    Significant Deficiency Repeat
  • 1147081 2023-001
    Significant Deficiency
  • 1147082 2023-002
    Significant Deficiency Repeat
  • 1147083 2023-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $1.11M
84.282 Charter Schools $853,284
10.559 Summer Food Service Program for Children $646,670
66.818 Brownfields Multipurpose, Assessment, Revolving Loan Fund, and Cleanup Cooperative Agreements $12,730