Finding 569417 (2024-021)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-06-30

AI Summary

  • Core Issue: There are significant gaps in internal controls over compliance for beneficiary eligibility, leading to repeated findings.
  • Impacted Requirements: Eligibility determinations were not timely or accurately documented, violating federal regulations.
  • Recommended Follow-Up: DCHA should enhance monitoring controls to ensure all eligibility documentation is complete and accurate for audits.

Finding Text

Finding 2024-021 U.S. Department of Housing and Urban Development (HUD) AL No. 14.881 Moving to Work Demonstration Material Weakness in Internal Controls over Compliance for Eligibility Repeat Finding: Yes; 2023-002 Condition: • For 11 out of 60 beneficiaries selected for eligibility, the redetermination did not occur within the biennial time period. • For 8 out of 60 beneficiaries selected for eligibility, we were unable to recalculate annual family income listed in the tenant file based up the support provided by management. • For 4 out of 60 beneficiaries selected for eligibility, we were not provided a HUD-50058. Criteria: Beneficiaries must be "low-income families," as defined in Section 3(b)(2) of the 1937 Housing Act (42 USC 1437a(b)(2)) (Section 204(b) of Pub. L. No. 104-134 (42 USC 1437f (note))). Questioned Costs Unknown. Cause The Authority did not sufficiently monitor controls to ensure compliance with eligibility requirements. Effect The Authority is not in compliance with federal regulations regarding eligibility. Tenant rent may have been miscalculated due to using incorrect information in the rent calculation. Tenant recertifications were not shown to be performed on a timely basis. Recommendation We recommend that DCHA staff review the controls in place to ensure that required eligibility determination documentation is complete, accurate, and available for audit. Auditee Response and Corrective Action Plan: Management agrees with the finding. Refer to the corrective action plan on current findings in this report. Auditor’s Conclusion: Finding remains as stated.

Corrective Action Plan

Finding 2024-021 U.S. Department of Housing and Urban Development (HUD) AL No. 14.881 Moving to Work Demonstration Material Weakness in Internal Control over Compliance for Eligibility Repeat Finding: Yes; 2023-002 Auditee’s Corrective Action Plan: DCHA has increased their quality control department to ensure that file reviews are completed and stored electronically in the Yardi system. In addition, DCHA has engaged with several consulting groups to assist in the backlog of recertifications while the current staff works on the current recertifications so they do not become past due like in the past. Contact Person: Anton Shaw, Director, Housing Choice Voucher Program Completion Date: September 30, 2026

Categories

Eligibility HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 569418 2024-021
    Material Weakness Repeat
  • 569419 2024-021
    Material Weakness Repeat
  • 569420 2024-022
    Material Weakness Repeat
  • 569421 2024-023
    Material Weakness Repeat
  • 569422 2024-024
    Material Weakness Repeat
  • 569423 2024-025
    Material Weakness Repeat
  • 569424 2024-022
    Material Weakness Repeat
  • 569425 2024-023
    Material Weakness Repeat
  • 569426 2024-024
    Material Weakness Repeat
  • 569427 2024-025
    Material Weakness Repeat
  • 569428 2024-022
    Material Weakness Repeat
  • 569429 2024-023
    Material Weakness Repeat
  • 569430 2024-024
    Material Weakness Repeat
  • 569431 2024-025
    Material Weakness Repeat
  • 1145859 2024-021
    Material Weakness Repeat
  • 1145860 2024-021
    Material Weakness Repeat
  • 1145861 2024-021
    Material Weakness Repeat
  • 1145862 2024-022
    Material Weakness Repeat
  • 1145863 2024-023
    Material Weakness Repeat
  • 1145864 2024-024
    Material Weakness Repeat
  • 1145865 2024-025
    Material Weakness Repeat
  • 1145866 2024-022
    Material Weakness Repeat
  • 1145867 2024-023
    Material Weakness Repeat
  • 1145868 2024-024
    Material Weakness Repeat
  • 1145869 2024-025
    Material Weakness Repeat
  • 1145870 2024-022
    Material Weakness Repeat
  • 1145871 2024-023
    Material Weakness Repeat
  • 1145872 2024-024
    Material Weakness Repeat
  • 1145873 2024-025
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.881 Mtw Housing Choice Voucher $252.23M
14.881 Mtw Operations $66.72M
14.881 Mtw Capital Fund $25.79M
14.871 Emergency Housing Voucher $18.72M
14.871 Section 8 Housing Vouchers (non-Mtw) $18.17M
18.879 Mainstream Voucher $2.07M
14.856 Section 8 Moderate Rehabilitiation Housing Assistance $1.76M
14.249 Section 8 Single Room Occupancy Housing Assistance $1.72M
14.870 Residential Opportunity and Supportive Services $359,352