Finding 569050 (2024-003)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-06-30
Audit: 360710

AI Summary

  • Core Issue: There are significant deficiencies in internal controls over compliance related to allowable costs for federal grants.
  • Impacted Requirements: Costs must be adequately documented, and payroll allocations must match approved timesheets and grant budgets.
  • Recommended Follow-Up: Ensure that timesheets accurately reflect hours worked, document any changes, and review reimbursement requests for proper support of payroll costs and fringe benefits.

Finding Text

Finding 2024-003: Allowable costs – Significant deficiency over internal controls over compliance and compliance finding. Crime Victim Assistance ALN 16.575 Criteria: The Uniform Guidance requires that costs be adequately documented. The Organization’s internal control procedures over compliance specify that all employees’ timesheets and hours agree to the payroll register and to the amount allocated to grant activities. Condition: During allowable cost testing for federal grants, for 3 of the 25 payroll transactions tested, the time and effort charged to the grant did not agree to the employee's timesheet. The amount of time that was charged to the grant was greater than what was approved to be charged to the grant per the employee’s timesheet hours and grant budget allocations, and additional fringe benefits were charged that were not consistent with the other charges to the grant. Cause: For one sample, this was due to additional funds being available under the grant so, the amount charged was increased to use up remaining funds. For another sample, the employee was paid additional hours and fringe benefits that were not documented on the employee’s timesheet, and due to oversight, the timesheet was not updated to reflect these additional hours. For the third sample, additional fringe benefits were charged for this employee that were not charged for the other employees. Effect: Employee payroll was not accurately allocated to the grant based on actual time and effort. Questioned costs: None. Recommendation: Hours worked towards the grant on the approved timesheet should be used to determine how much of the employee’s time is charged to the grant. If changes are made, they need to be documented and supported for how the change reflects the employee’s time and effort towards the grant program. Requests for reimbursement should reviewed in detail to ensure all payroll costs are properly supported by time sheets. In addition, any fringe benefits charged to the grant should be documented and consistently charged. Management’s response: See corrective action plan.

Corrective Action Plan

Finding Number: 2024-003: Allowable Costs – 3 of the 25 payroll transactions tested, the time and effort charged to the grant did not agree to the employee’s timesheet. The amount of time charged to the grant was greater than what was approved to be charged to the grant per the employee’s timesheet hours and grant budget allocations, and additional fringe benefits were charged that were not consistent with the other charges to the grant. Planned Corrective Action: The Turning Point has enhanced training on completing Grant Activity Reports through individualized one-on-one training during NEO and posted how to videos for continued education. The Grant Activity Reports will be audited monthly by comparing the hours to what was billed to grants and the Allocation Spreadsheet. Completion Date: October 1, 2024 Responsible Contact Person: Tana Rice, Director of Finance

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties Cash Management Significant Deficiency

Other Findings in this Audit

  • 569048 2024-001
    Significant Deficiency
  • 569049 2024-002
    Material Weakness Repeat
  • 1145490 2024-001
    Significant Deficiency
  • 1145491 2024-002
    Material Weakness Repeat
  • 1145492 2024-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $580,000
93.497 Family Violence Prevention and Services/ Sexual Assault/rape Crisis Services and Supports $174,359
16.017 Sexual Assault Services Formula Program $150,000
93.991 Preventive Health and Health Services Block Grant $52,647
16.588 Violence Against Women Formula Grants $5,399