Finding 565135 (2023-004)

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Requirement
L
Questioned Costs
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Year
2023
Accepted
2025-06-17
Audit: 359065
Organization: The Baltimore Station, Inc. (MD)

AI Summary

  • Core Issue: Baltimore Station, Inc. did not file its annual Data Collection Form on time.
  • Impacted Requirements: This failure affects compliance with federal financial reporting deadlines, risking federal support.
  • Recommended Follow-Up: Implement a contingency plan to ensure timely filings and compliance with financial reporting requirements.

Finding Text

Criteria: An effective system of internal controls and monitoring compliance with federal guidelines should provide reasonable assurance that financial reporting requirements comply with timeliness requirements. Condition: During our audit, we noted the Baltimore Station, Inc. failed to timely file its annual Data Collection Form. Cause: The Station experienced turnover with personnel responsible for meeting financial reporting deadlines. No backup or contingency plan was in place to ensure and execute timely filings. Effect: The Station failed to meet its federal financial reporting deadline. Noncompliance can affect the Statoin’s ability to obtain federal support for its programs. Recommendation: Financial reporting requirements should be complied with including timely filings. A contingency plan may be developed to prevent noncompliance in the future. Management's Response: See Corrective Action Plan

Corrective Action Plan

Corrective Action Plan: 1. Created a detailed shared federal financial reporting calendar that includes all relevant deadlines and submission dates 2. Developed checklists for each report to ensure all required information is gathered and reviewed before submission 3. Designated a staff member who is responsible for tracking and managing federal financial reporting deadlines and ensuring timely submissions 4. Continuously evaluate the financial reporting process and make adjustments based on lessons learned from previous submissions and audits 5. Review and update internal policies and procedures to ensure that they reflect the latest federal reporting requirements and best practices Anticipated completion date: 1. Completed 2. Completed 3. Completed 4. Ongoing 5. Ongoing

Categories

Reporting Subrecipient Monitoring

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
64.024 Va Homeless Providers Grant and Per Diem Program $1.19M
64.024 Va Safe Haven Program $142,876
14.231 Emergency Solutions Grant Program $111,591
64.024 Va Capital Grant $85,566