Finding 564148 (2024-002)

Significant Deficiency
Requirement
A
Questioned Costs
$1
Year
2024
Accepted
2025-06-09
Audit: 358316
Auditor: Aprio LLP

AI Summary

  • Core Issue: Misallocation of costs led to $18,387 in questioned costs charged to the Federal program, with $14,000 incorrectly classified.
  • Impacted Requirements: Costs must be allocable to Federal awards per 2 CFR 200.405(a), ensuring expenses reflect benefits received.
  • Recommended Follow-Up: Strengthen internal controls, train staff on allowable costs, and conduct regular expense reviews to prevent future misallocations.

Finding Text

Criteria: In accordance with 2 CFR 200.405(a), costs must be allocable to the Federal award in proportion to the benefits received. A cost is allocable to a Federal award if it is incurred specifically for the award, benefits both the award and other work, and can be distributed in proportions that may be approximated using reasonable methods. Condition: During the fiscal year under audit, the auditee hosted two events at the same hotel—one charged to a nonfederal program and the other related to a Federal program. Initially, all event-related costs were charged to the nonfederal program. Subsequently, $28,500 was reclassified to the Federal program. However, only $14,500 of this amount was applicable to the Federal program. As a result, $14,000 was incorrectly charged to the Federal award. Additional review identified further errors in related reclassifications, with total known questioned costs of $18,387. Cause: The auditee did not implement sufficient review controls over cost allocations and reclassifications between programs, resulting in misallocation of shared event costs. Effect: A total of $18,387 in known questioned costs was charged to the Federal program inappropriately. Based on a sample of 40 transactions and one error totaling $14,000. One of 40 sampled transactions contained this error, which represents 2.5% of the sample population. This misallocation could lead to disallowed costs and potential recovery actions by the granting agency. Repeat finding: This is not a repeat finding. Questioned costs: $18,387 Recommendation: We recommend that the Organization implement stronger internal controls over the expenditure process to ensure that all costs charged to the program are allowable under 2 CFR 200.403, provide training to staff on the requirements for allowable costs and importance of proper oversight and conduct regular reviews of expenses charged to the programs to identify and correct any unallowable costs promptly.

Corrective Action Plan

During the fiscal year under audit, NASF hosted two events at the same hotel – one charged to a nonfederal program and the other related to a federal program. Initially, all event-related cost were charged to the nonfederal program. Subsequently, $28,500 was reclassified to the Federal program. As a result, $18,387 was incorrectly charged to the Federal award. The Executive Director and Chief Financial Officer have established the following corrective action plan to be completed in May, 2025 and going forward: 1. Include individual grant Profit & Loss statements to the monthly close review process to help strengthen internal controls over expenditures and make sure all cost charged to the programs are allowable under 2 CFR 200.403. 2. Provide training to NASF staff and contractors on the requirements for allowable cost. 3. NASF has informed the funder (U.S. Forest Service) - Lynne Sholty (Supervisory Grants and Agreements Specialist) about the unallowable cost of $18,387. At time of this response, we are awaiting invoice so NASF can repay the balance in full. This corrected action has an anticipated completion day of 60 days (June 30th, 2025) by the Chief Financial Officer (Rafael Chapman) in conjunction with Executive Director (James Farrell).

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1140590 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.664 Cooperative Forestry Assistance $2.65M
10.698 State & Private Forestry Cooperative Fire Assistance $2.28M
10.720 Infrastructure Investment and Jobs Act Community Wildfire Defense Grants $915,683
10.675 Urban and Community Forestry Program $121,321
10.902 Soil and Water Conservation $120,005
10.678 Forest Stewardship Program $71,332
10.684 International Forestry Programs $5,166