Finding 563972 (2022-008)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2025-06-05

AI Summary

  • Core Issue: Payroll transactions lacked proper authorization, with several timesheets missing signatures from both employees and managers.
  • Impacted Requirements: Internal controls require dual signatures on all payroll timesheets to ensure accuracy and accountability.
  • Recommended Follow-Up: Implement a process to ensure all timesheets are reviewed and signed by both the employee and their manager.

Finding Text

2022-008 Improving the payroll authorization processes – Significant Deficiency Condition: We selected a sample of payroll transactions for the month of October 2021 and November 2020 to determine whether the payroll transactions were properly approved. During our testing, we noted two transactions for the month of October 2021 and five transactions for November 2020 that either were not signed by management and/or by the employee. Criteria: Good internal control over payroll transactions paid require all payroll timesheets be reviewed and signed by both the employee and the employee’s manager. Cause: The Association’s payroll policies and procedures were not followed. Effect: By not verifying that dual signatures are on all timesheets, there is an increased risk that payroll hours will be reported inaccurately.Recommendation: We recommend that all timesheets be approved by both the employee and the employees’ manager. Management’s Response and Corrective Action Plan: Please see attached corrective action plan.

Corrective Action Plan

Management’s Planned Corrective Action: It is the policy of the Association that all timesheets must be signed by the employee and the employee’s supervisor. At the present time all time sheets are given to me for review and approval. It is my responsibility to verify that the time sheets have the proper signatures on them before I give them to the bookkeeper for processing. I can only assume that the transactions that you reviewed were not complete due to the fact that timesheets were not signed due to the fact that some employees were not in the office due to Corvid. Responsible Party: Mel Demoff, Executive Director Completion Date: December 31, 2023

Categories

Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 563971 2022-007
    Significant Deficiency
  • 563973 2022-009
    Significant Deficiency
  • 1140413 2022-007
    Significant Deficiency
  • 1140414 2022-008
    Significant Deficiency
  • 1140415 2022-009
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.566 Refugee and Entrant Assistance State/replacement Designee Administered Programs $1.56M