Finding 561175 (2024-001)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-05-20
Audit: 356765
Organization: M. Carter Plaza (OR)

AI Summary

  • Core Issue: M. Carter Plaza failed to submit its Single Audit reporting package on time, violating compliance requirements.
  • Impacted Requirements: This finding highlights a significant deficiency in meeting the reporting deadlines outlined in CFR §200.512.
  • Recommended Follow-Up: Management should enhance internal controls and hire experienced staff to ensure timely reporting in future audits.

Finding Text

Finding number: 2024-001 Federal Assistance Listing No: 14.139 Program name: Mortgage Insurance Rental Housing in Urban Renewal Areas Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: n/a Grant number: n/a Federal award year: 2024 Finding type: Significant deficiency over compliance Compliance requirement: Reporting Questioned costs: n/a Repeat finding: Yes Criteria: In accordance with the requirements of CFR §200.512, the audit shall be completed and the data collection form and reporting package shall be submitted to the Federal Audit Clearinghouse within the earlier of 30 days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition: M. Carter Plaza did not electronically submit its June 30, 2023 Single Audit reporting package to the Federal Clearinghouse within the required time period. Cause: M. Carter Plaza’s 2023 accounting records were not closed in a timely matter and the audit was not completed prior to the data collection form due date. Effect: M. Carter Plaza did not comply with CFR §200.512. The late submission results in non-compliance for all federal programs. Audit Recommendation: We recommend that management implement procedures to ensure that all required reporting is submitted in a timely manner and in accordance with CFR §200.512 deadlines. Management’s Response: The closing of books and preparation for audit procedures is being addressed via improvements in internal controls related to property accounting and month end closing procedures as well as the hiring of more experienced staff during fiscal year 2024-2025. The organization anticipates that these improvements will allow for the audit to be completed within the required timeframe in the upcoming cycle

Corrective Action Plan

Finding no.: 2024-001 Contact person(s) responsible: Kymberly Horner, Executive Director for PCRI and Radha Mehrotra, Controller for Cascade Management Corrective action planned: The closing of books and preparation for audit procedures is being addressed via improvements in internal controls related to property accounting, month and year end closing procedures which include a new property management accounting software package. It is also being addressed via the hiring of more experienced staff during fiscal year 2024-2025. The organization anticipates that these improvements will allow for the audit to be completed within the required timeframe in the upcoming cycle. Anticipated completion date: October 2025

Categories

Subrecipient Monitoring HUD Housing Programs Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 561176 2024-002
    Significant Deficiency
  • 561177 2024-003
    Significant Deficiency
  • 1137617 2024-001
    Significant Deficiency Repeat
  • 1137618 2024-002
    Significant Deficiency
  • 1137619 2024-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.139 Mortgage Insurance Rental Housing in Urban Renewal Areas $1.28M
14.195 Project-Based Rental Assistance (pbra) $261,083