Finding 560339 (2024-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
$1
Year
2024
Accepted
2025-05-14

AI Summary

  • Core Issue: The Board spent $152,825.25 on therapy services without obtaining required price quotes, violating procurement policies.
  • Impacted Requirements: This finding breaches both the Board's policy 3.20.5 and the Uniform Guidance under U.S. Code Title 2, Part 200.320.
  • Recommended Follow-Up: Ensure compliance with procurement procedures by obtaining necessary price quotes for future contracts within the small purchase threshold.

Finding Text

Finding 2024-001 The U. S. Code of Federal Regulations Title 2, Part 200.320, of the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) states that non-Federal entities must have and use documented procurement procedures. If purchases are made that fall within the small purchase thresholds defined in the Uniform Guidance, price or rate quotations much be obtained from an adequate number of qualified sources. Board policy 3.20.5 states that procurement transactions for federal programs that are not subject to the state procurement laws but exceed the aggregate amount of the federal micro-purchase threshold, will be obtained by utilizing price or rate quotes from two or more qualified sources. The Lawrence County Board of Education (the “Board”) expended $152,825.25 of Special Education – Grants to States funds for therapy services and did not provide documentation that price or rate quotations were obtained. The Board did not follow their procurement policies or the Uniform Guidance regarding this purchase. As a result, the Board did not comply with the Uniform Guidance procurement requirements. This finding was previously reported as Finding 2023-001. Recommendation: The Board should comply with the U.S. Code of Federal Regulations Title 2, Part 200.320 of the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) when entering into contracts that are within the small purchase threshold.

Corrective Action Plan

Response/Views: We agree with the finding. Corrective Action Planned: We will get at least two quotes for any contracts entered into over $10,000 when using Federal funds. This has been communicated to those responsible for entering into contracts. Reason for the Recurrence: Contracts were already being entered into for this year when the finding was discovered in the prior year audit. Corrective actions have since taken place. Anticipated Completion Date: Immediately going forward. Contact Pcrsoii (s,): Ashley Montgomery

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1136781 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $1.85M
10.553 School Breakfast Program $1.39M
84.027 Special Education_grants to States $1.34M
84.060 Indian Education_grants to Local Educational Agencies $255,324
84.367 Improving Teacher Quality State Grants $232,864
10.555 National School Lunch Program $230,167
84.424 Student Support and Academic Enrichment Program $156,499
84.358 Rural Education $142,048
10.582 Fresh Fruit and Vegetable Program $138,729
84.048 Career and Technical Education -- Basic Grants to States $99,347
12.U01 Rotc $64,060
84.173 Special Education_preschool Grants $54,655
84.425 Education Stabilization Fund $45,600
84.196 Education for Homeless Children and Youth $30,295
10.574 Team Nutrition Grants $5,383
96.001 Social Security_disability Insurance $1,020