Finding 559022 (2022-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2025-05-01

AI Summary

  • Core Issue: One transaction of $6,596.26 was incorrectly classified as "Rent" instead of utility expenses.
  • Impacted Requirements: This misclassification violates Generally Accepted Accounting Principles (GAAP) regarding proper financial transaction classification.
  • Recommended Follow-Up: Enhance internal controls to help employees identify and correct classification errors promptly.

Finding Text

Finding 2022-4 Utilities Expense Improperly Classified as Rent Name of Federal Agency: Listing Award Number Number 64.033 13-ZZ-134 U. S. Department of Veterans Affairs (VA) Program Title VA Supportive Services for Veteran Families (SSVF) Criteria or specific requirement: Generally Accepted Accounting Principles (GAAP) requires financial transactions be properly classified as to purpose and function. 13 THE ALSTON WILKES SOCIETY SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED DECEMBER 31, 2022 Section III - Federal Award Findings and Questioned Costs (continued) Condition: We selected a judgmental sample of 40 transactions to test. One out of the 40 sample items appears to be improperly classified. Our audit testing identified a transaction in the amount of $6,596.26 (sample item # 21) out of $134,400.16 total sample items that was recorded as" Rent, Penalties, Fees," when evidence shows it should have been recorded as utility expenses. Cause of condition: Existing internal controls did not properly function, where an employee performing their normal duties, in the normal course of business, should have identified the error and corrected it in a timely manner. Potential effect of condition: This condition results in a noncompliance finding for the period under audit. Questioned Costs: The costs are allowable, but improperly classified. No questioned costs identified. Prevalence and Consequence: A judgmental sample of 40 items was selected. Out of the 40 sample items tested, one was found to be improperly classified. This condition appears to be an isolated incident. Repeat Finding: No Recommendation: We recommend management continue to peruse effective internal controls to enable an employee, during the performance of their normal course duties, to identify errors in a reasonable amount of time, in order to enable management to identify and correct such errors at the time, or before they are recorded in the accounting records.

Corrective Action Plan

Response of responsible Society official: Management will continue to review internal controls to identify and correct accounting errors during an employee's performance of their normal duties

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 559023 2022-005
    Significant Deficiency
  • 1135464 2022-004
    Significant Deficiency
  • 1135465 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
64.024 Va Homeless Providers Grant and Per Diem Program $117,934
64.033 Va Supportive Services for Veteran Families Program $14,770