Finding 555111 (2023-002)

Significant Deficiency Repeat Finding
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2025-04-15
Audit: 353705
Organization: Crosspurpose (CO)
Auditor: Armanino LLP

AI Summary

  • Core Issue: The Organization lacks a formal procurement policy, leading to non-compliance with federal regulations regarding contractor selection.
  • Impacted Requirements: Failure to follow 2 CFR 200.318(a) and 2 CFR 200.214 may result in uncompetitive bids and potential engagement with debarred contractors.
  • Recommended Follow-Up: Implement internal controls for a competitive bidding process and vendor reviews for debarment before contract agreements, with a completion target of March 31, 2025.

Finding Text

AL number: 10.561 AL title: Supplemental Nutrition Assistance Program Award term: October 29, 2021 through September 30, 2024 Name of federal agency: U.S. Department of Agriculture Name of pass-through entity: Colorado Department of Human Services Repeat finding: Yes - 2022-002 & 2022-003 Criteria: The Code of Federal Regulations 2 CFR 200.3 l 8(a) states, "the non- Federal entity must have and use document procurement procedures, consistent with State, local, and tribal laws and regulations and the standards of this section, for the acquisition of property or services required under a Federal award or subaward." In addition, per the Code of Federal Regulations 2 CFR 200.214, non- Federal entities are subject to the non-procurement debarment and suspension regulations. The regulations restrict awards, subawards, and contracts with certain- parties that are debarred, suspended, or otherwise excluded from or ineligible for participation in Federal assistance programs or activities. Condition: During our testing, we noted the Organization had not adopted a procurement policy and no procurement procedures were performed in selecting contractors. Cause: Procurement policies and procedures were not adopted by the Organization. Possible effect: The Organization may not have received a competitive bid for services, and may have engaged a suspended or debarred contractor. Questioned cost: None Recommendation: We recommend the Organization implement necessary internal controls to ensure a competitive bid process is performed and all vendors are reviewed for suspension and debarment, prior to entering into contracts utilizing federal awards. These internal controls should also include a conflict-of- interest clause with all vendors within contract language. Views of responsible officials: Management recruited a procurement officer in December 2024 to design and implement best practice procurement processes effective the first quarter 2025. Procurement policies will ensure full compliance with Federal and State requirements. Procurement policies will incorporate clearly defined procedures around all contractors ensuring appropriate selection processes and contractual terms. Anticipated completion date: March 31, 2025.

Corrective Action Plan

Management recruited a procurement officer in December 2024 to design and implement best practice procurement processes effective the first quarter 2025. Procurement policies will ensure full compliance with Federal and State requirements. Procurement policies will incorporate clearly defined procedures around all contractors ensuring appropriate selection processes and contractual terms.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 555110 2023-001
    Material Weakness Repeat
  • 1131552 2023-001
    Material Weakness Repeat
  • 1131553 2023-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $1.43M
93.558 Temporary Assistance for Needy Families $272,747
21.027 Coronavirus State and Local Fiscal Recovery Funds $78,545