Finding 553850 (2022-005)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
$1
Year
2022
Accepted
2025-04-03
Audit: 352548
Organization: So Consortium (OH)

AI Summary

  • Core Issue: Duplicate payment of $369,757 was identified due to inadequate internal controls and lack of proper documentation.
  • Impacted Requirements: Costs must be necessary, reasonable, and adequately documented as per 2 CFR § 200.403; failure to do so risks disallowance by the grantor.
  • Recommended Follow-Up: Develop and implement policies for documentation of expenditures to ensure compliance and support for all costs charged to the program.

Finding Text

2 CFR § 2900.4 gives regulatory effect to the Department of Labor for 2 CFR § 200 Subpart E which outlines allowable cost principles. 2 CFR § 200.403 provides, in part, that except where otherwise authorized by statute, costs must meet the following criteria to be allowable under Federal awards: Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles and be adequately documented. Due to a lack of internal control over expenditures and documentation, testing of expenditures identified a payment charged twice to the WIOA Cluster accounting system. As such, the second entry for the payment had no invoice support and was not valid. The total amount tested that had no invoice support was $369,757 and was determined to be unallowable. Failure to maintain adequate support documentation for federal expenditures could result in costs being disallowed by the grantor. Policies and procedures over documentation of expenditures should be developed and implemented. Support should be maintained for all expenditures to ensure that each expenditure charged to the program is for an allowable activity/cost. The expenditure amount is in excess of $25,000 and therefore is considered questioned costs under 2 CFR § 200.516. In addition to this issue, we could not determine if the expenditures in total for this program were supported by the accounting system records since we could not reconcile between the accounting system and the federal schedule. See Finding 2022-004 above for this issue in detail.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 553843 2022-004
    Material Weakness Repeat
  • 553844 2022-004
    Material Weakness Repeat
  • 553845 2022-004
    Material Weakness Repeat
  • 553846 2022-004
    Material Weakness Repeat
  • 553847 2022-004
    Material Weakness Repeat
  • 553848 2022-004
    Material Weakness Repeat
  • 553849 2022-005
    Material Weakness Repeat
  • 553851 2022-005
    Material Weakness Repeat
  • 553852 2022-005
    Material Weakness Repeat
  • 553853 2022-005
    Material Weakness Repeat
  • 553854 2022-006
    Material Weakness Repeat
  • 553855 2022-007
    Material Weakness Repeat
  • 553856 2022-007
    Material Weakness Repeat
  • 553857 2022-007
    Material Weakness Repeat
  • 553858 2022-007
    Material Weakness Repeat
  • 553859 2022-007
    Material Weakness Repeat
  • 553860 2022-007
    Material Weakness Repeat
  • 553861 2022-008
    Material Weakness
  • 553862 2022-008
    Material Weakness
  • 553863 2022-008
    Material Weakness
  • 553864 2022-008
    Material Weakness
  • 553865 2022-008
    Material Weakness
  • 553866 2022-008
    Material Weakness
  • 1130285 2022-004
    Material Weakness Repeat
  • 1130286 2022-004
    Material Weakness Repeat
  • 1130287 2022-004
    Material Weakness Repeat
  • 1130288 2022-004
    Material Weakness Repeat
  • 1130289 2022-004
    Material Weakness Repeat
  • 1130290 2022-004
    Material Weakness Repeat
  • 1130291 2022-005
    Material Weakness Repeat
  • 1130292 2022-005
    Material Weakness Repeat
  • 1130293 2022-005
    Material Weakness Repeat
  • 1130294 2022-005
    Material Weakness Repeat
  • 1130295 2022-005
    Material Weakness Repeat
  • 1130296 2022-006
    Material Weakness Repeat
  • 1130297 2022-007
    Material Weakness Repeat
  • 1130298 2022-007
    Material Weakness Repeat
  • 1130299 2022-007
    Material Weakness Repeat
  • 1130300 2022-007
    Material Weakness Repeat
  • 1130301 2022-007
    Material Weakness Repeat
  • 1130302 2022-007
    Material Weakness Repeat
  • 1130303 2022-008
    Material Weakness
  • 1130304 2022-008
    Material Weakness
  • 1130305 2022-008
    Material Weakness
  • 1130306 2022-008
    Material Weakness
  • 1130307 2022-008
    Material Weakness
  • 1130308 2022-008
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
17.258 Wia Adult Program $2.31M
17.277 Workforce Investment Act (wia) National Emergency Grants $1.22M
17.278 Wia Dislocated Worker Formula Grants $1.10M
17.259 Wia Youth Activities $477,315
93.788 Opioid Str $178,115
17.225 Unemployment Insurance $101,963
17.207 Employment Service/wagner-Peyser Funded Activities $9,589
17.245 Trade Adjustment Assistance $1,497