Finding 547474 (2024-002)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-03-31
Audit: 351661
Organization: Wake Forest University (NC)
Auditor: Kpmg LLP

AI Summary

  • Answer: There are gaps in the procurement process related to suspension and debarment checks for vendors.
  • Trend: Increasing instances of non-compliance with federal regulations regarding vendor eligibility.
  • List: Review current vendor screening procedures, implement regular training for procurement staff, and establish a monitoring system for compliance.

Finding Text

Procurement, Suspension and Debarment

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 547458 2024-002
    Significant Deficiency
  • 547459 2024-002
    Significant Deficiency
  • 547460 2024-002
    Significant Deficiency
  • 547461 2024-002
    Significant Deficiency
  • 547462 2024-002
    Significant Deficiency
  • 547463 2024-002
    Significant Deficiency
  • 547464 2024-002
    Significant Deficiency
  • 547465 2024-002
    Significant Deficiency
  • 547466 2024-002
    Significant Deficiency
  • 547467 2024-002
    Significant Deficiency
  • 547468 2024-002
    Significant Deficiency
  • 547469 2024-002
    Significant Deficiency
  • 547470 2024-002
    Significant Deficiency
  • 547471 2024-002
    Significant Deficiency
  • 547472 2024-002
    Significant Deficiency
  • 547473 2024-002
    Significant Deficiency
  • 547475 2024-002
    Significant Deficiency
  • 1123900 2024-002
    Significant Deficiency
  • 1123901 2024-002
    Significant Deficiency
  • 1123902 2024-002
    Significant Deficiency
  • 1123903 2024-002
    Significant Deficiency
  • 1123904 2024-002
    Significant Deficiency
  • 1123905 2024-002
    Significant Deficiency
  • 1123906 2024-002
    Significant Deficiency
  • 1123907 2024-002
    Significant Deficiency
  • 1123908 2024-002
    Significant Deficiency
  • 1123909 2024-002
    Significant Deficiency
  • 1123910 2024-002
    Significant Deficiency
  • 1123911 2024-002
    Significant Deficiency
  • 1123912 2024-002
    Significant Deficiency
  • 1123913 2024-002
    Significant Deficiency
  • 1123914 2024-002
    Significant Deficiency
  • 1123915 2024-002
    Significant Deficiency
  • 1123916 2024-002
    Significant Deficiency
  • 1123917 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $44.63M
93.273 Alcohol Research Programs $7.94M
93.RD Lung Organ Tissue Equivalent Platform for Modeling Chlorine Gas Toxicology: $5.71M
84.038 Federal Perkins Loan Program $5.09M
84.063 Federal Pell Grant Program $3.35M
14.251 Economic Development Initiative, Community Project Funding, and Miscellaneous Grants $3.34M
93.361 Nursing Research $2.95M
98.001 Usaid Foreign Assistance for Programs Overseas $1.81M
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $1.37M
20.614 National Highway Traffic Safety Administration (nhtsa) Discretionary Safety Grants $1.02M
93.RD Atherosclerosis Risk in Communities (aric) Field Center $984,264
93.RD Women Health Initiative - Regional Center $832,423
93.398 Cancer Research Manpower $735,434
12.RD Determining the Fundamental Differences Among Tissue Org $734,403
47.049 Mathematical and Physical Sciences $713,167
84.033 Federal Work-Study Program $704,009
12.630 Basic, Applied, and Advanced Research in Science and Engineering $679,072
84.007 Federal Supplemental Educational Opportunity Grants $675,605
93.213 Research and Training in Complementary and Integrative Health $651,798
93.918 Grants to Provide Outpatient Early Intervention Services with Respect to Hiv Disease $619,523
12.340 Naval Medical Research and Development $539,724
93.889 National Bioterrorism Hospital Preparedness Program $511,471
93.959 Block Grants for Prevention and Treatment of Substance Abuse $491,851
43.RD Long-Lived Single- and Multi-Organ Tissue Equivalent (ote) $469,394
93.RD Elc Project K8 Threat of Antibiotic-Resistant Gonorrhea: $433,244
93.917 Ryan White Part B $425,965
93.RD Multi-Ethnic Study of Atherosclerosis (mesa) $382,407
81.049 Office of Science Financial Assistance Program $379,577
93.211 Telehealth Programs $378,395
27.011 Intergovernmental Personnel Act (ipa) Mobility Program $367,752
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $331,704
93.279 Drug Abuse and Addiction Research Programs $324,704
93.173 Research Related to Deafness and Communication Disorders $323,429
93.RD Heartshare Data - Rti International $227,353
16.575 Victim Assistance Program $216,440
93.RD Reboa- Rahbar/jordan Texasam $211,012
93.084 Prevention of Disease, Disability, and Death by Infectious Diseases $206,657
93.RD Survelliance of Acutely III Adults with Respiratory Virus Sars Cov 2 $200,853
93.978 Preventive Health Services_sexually Transmitted Diseases Research, Demonstrations, and Public Information and Education Grants $185,982
94.003 State Commissions $185,747
93.RD A Multicenter Platform Evaluating Putative Therapeutics $184,545
47.074 Biological Sciences $180,396
93.867 Vision Research $178,896
93.879 Medical Library Assistance $167,621
47.084 Nsf Technology, Innovation, and Partnerships $167,021
47.050 Geosciences $150,076
12.RD Military-Civilian Prehospital Burn Provider Education Research Program $149,469
93.RD Development of A Model to Assess Maternal Antibody $149,320
93.RD Effectiveness of Ha Mrna-Lnp Vaccines in Newborn Nhp $142,155
12.RD Chilled Platelet Study $140,306
93.107 Area Health Education Centers Point of Service Maintenance and Enhancement Awards $130,659
93.121 Oral Diseases and Disorders Research $116,443
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $116,154
93.RD Multi-Component Crc Screening Intervention Effectiveness $111,393
93.838 Lung Diseases Research $108,792
10.331 Gus Schumacher Nutrition Incentive Program $102,326
93.361 Nursing Research $101,394
12.RD Advanced Ballistics Technology Material Development $99,533
12.RD Assembly of Topologic $96,748
12.RD Human Microengineered Organ Tissue Equivalents for Modeling the Effects of Chemical Agents $89,843
12.431 Basic Scientific Research $86,086
10.310 Agriculture and Food Research Initiative (afri) $81,989
12.RD Development of Universal Media for the Support and Expan $76,884
93.233 National Center on Sleep Disorders Research $76,535
93.334 The Healthy Brain Initiative: Technical Assistance to Implement Public Health Actions Related to Cognitive Health, Cognitive Impairment, and Caregiving at the State and Local Levels $75,962
93.RD Soliman_strong Heart Study $70,693
66.475 Gulf of Mexico Program $67,396
93.RD Chs Research for the Cardiovascular Health of Older Adul18295 $66,659
47.075 Social, Behavioral, and Economic Sciences $64,105
43.RD In Space Manufacturing of Engineered Liver Tissue $63,388
93.RD Atherosclerosis Risk in Communities (aric) Study - Coordinating Center: $62,111
47.083 Integrative Activities $62,018
93.250 Geriatric Academic Career Awards Department of Health and Human Services (b) $61,831
93.124 Nurse Anesthetist Traineeships $57,869
12.RD Partially Automated Critical Care Management Paccman Refinement $54,786
12.RD Consort $54,136
93.RD Training and Implementation Resources for the Chicas $53,697
93.RD Jhs Surveillance - Renewal 8/13/23 - 8/12/25 $52,573
93.393 Cancer Cause and Prevention Research $49,747
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation’s Health $48,230
84.336 Teacher Quality Partnership Grants $48,043
93.351 Research Infrastructure Programs $45,892
93.866 Aging Research $44,562
93.RD Petal Network International Coordinating Center for Activ-3 Trial Initiative $43,626
93.310 Trans-Nih Research Support $42,679
12.RD Development of A Universal Bioink with Tunable Mechanica $41,671
93.855 Allergy, Immunology and Transplantation Research $41,590
43.003 Exploration $41,522
93.395 Cancer Treatment Research $41,161
64.RD Structural & Functional Neurobiology of Veterans Grants: $38,779
45.149 Promotion of the Humanities_division of Preservation and Access $35,012
93.273 Alcohol Research Programs: $34,875
64.RD Regenerative Therapy for Bladder Dysfunction Due to Outlet Obstruction in A Rat Model $34,873
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $33,664
64.RD Traumatic Stress and Binge Drinking As Risk Factors for Excessive Alcohol $33,459
10.700 National Agricultural Library $33,301
93.839 Blood Diseases and Resources Research $30,338
45.130 Promotion of the Humanities_challenge Grants $29,999
93.153 Coordinated Services and Access to Research for Women, Infants, Children, and Youth $27,047
93.837 Cardiovascular Diseases Research $26,795
93.172 Human Genome Research $24,488
93.RD Subcontract for Strategies and Treatments for Respiratory and Viral Emergencies Study Payments (strive) $24,069
93.242 Mental Health Research Grants $23,244
10.216 1890 Institution Capacity Building Grants $22,164
12.351 Basic Scientific Research - Combating Weapons of Mass Destruction $21,857
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $21,712
93.396 Cancer Biology Research $21,628
93.350 National Center for Advancing Translational Sciences $21,392
64.RD Veterans Administration_intergovernmental Personnel Act Agreement $20,739
93.912 Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement $20,645
12.RD Pragmatic Trial Examining Oxygenation Prior to Intubation $20,295
93.969 Pphf Geriatric Education Centers $19,647
93.RD Evaluating Fitness-for-Use of Electronic Health Records $19,311
81.RD Assessing Environmental and Health Impacts $19,263
94.013 Volunteers in Service to America $17,872
12.RD Direct Versus Video Laryngoscope Trial $17,418
93.399 Cancer Control $17,400
84.250 Crrsa Eans I $17,234
64.RD Limbic/cenc Study 1 $16,827
47.041 Engineering $16,544
93.433 Acl National Institute on Disability, Independent Living, and Rehabilitation Research $16,166
93.924 Ryan White Hiv/aids Dental Reimbursement and Community Based Dental Partnership Grants $15,661
93.121 Oral Diseases and Disorders Research $15,008
93.110 Maternal and Child Health Federal Consolidated Programs $13,963
93.859 Biomedical Research and Research Training $13,939
93.470 Alzheimer's Disease Program Initiative (adpi) $13,017
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $12,304
12.RD Novel Topical Antibiotic Therapy $12,103
47.076 Education and Human Resources $10,806
93.840 Translation and Implementation Science Research for Heart, Lung, Blood Diseases, and Sleep Disorders $10,431
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $10,069
93.080 Blood Disorder Program: Prevention, Surveillance, and Research $9,485
93.398 Cancer Research Manpower $9,466
43.001 Science $9,080
93.RD Optimal Perioperative Therapy for Incidental Gallbladder $8,679
12.RD Randomized Trial of Early Hemodynamic Mangement $8,378
93.226 Research on Healthcare Costs, Quality and Outcomes $8,271
93.RD Impact of Nicotine Reduction on Adolescent Cigarette Use: $8,106
93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research $7,863
93.127 Emergency Medical Services for Children $7,761
93.397 Cancer Centers Support Grants $7,502
93.394 Cancer Detection and Diagnosis Research $6,654
93.RD Nc Corva Seq Network $6,579
93.307 Minority Health and Health Disparities Research $5,835
93.318 Protecting and Improving Health Globally: Building and Strengthening Public Health Impact, Systems, Capacity and Security $5,691
93.865 Child Health and Human Development Extramural Research $5,615
45.310 State Library of North Carolina $4,998
12.420 Military Medical Research and Development $4,938
93.RD Ai-Based Multi-Functional Hand-Held $4,591
93.008 Medical Reserve Corps Small Grant Program $4,450
93.103 Food and Drug Administration_research $4,404
93.RD Jackson Heart Surveillance Study (jhs Surveilliance): $4,227
93.073 Birth Defects and Developmental Disabilities - Prevention and Surveillance $3,724
93.RD Klepin and Southwest Oncology Group for Ctsu S2114 $3,533
84.379 Teacher Education Assistance for College and Higher Education Grants (teach) $3,006
12.RD National Clinical Trials Network $2,511
47.070 Computer and Information Science and Engineering $2,504
42.010 Teaching with Primary Sources $2,246
93.113 Environmental Health $1,469
93.353 21st Century Cures Act - Beau Biden Cancer Moonshot $1,460
93.RD Cancer Research $1,178
43.RD A Technology to Measure Gait Egress and Locomotor Pe $1,018
93.RD Nrg Bn012 $886
93.RD Phase III Trial of Stereotactic Radiosurgery (srs) $610
93.RD Phase III Clinical Trial Evaluating Post-Mastectomy Chestwall and Regional Nodal Xrt $544
93.RD Jagosky Megan Nci $507
84.220 Centers for International Business Education $481
93.359 Nurse Education, Practice Quality and Retention Grants $465
93.RD Randomized Master Protocol for Immune Modulators $412
93.RD Phase II III Study of Paclitaxel Carboplatin $376
93.RD Colon Adjuvant Chemotherapy Based on Evaluation of Residual Disease $242
93.351 Research Infrastructure Programs $0
93.RD A Phase II Study of Inotuzmab Ozogamcin $-1,070
93.RD Randomized Phase III Trial of Bortezomib Lenalidomide A $-1,162
93.RD Randomized Phase III Study of Ibrutinib (pci-32765)-Based Therapy: $-1,200
93.RD Change in Relative Cerebral Blood Volume As A Biomarker: $-1,912
93.RD A Randomized Phase Ii/iii Study of Conventional $-2,204
93.RD Impact of Nicotine Messaging on Nicotine Beliefs and Tobacco Use Behavior $-3,750