Finding 547171 (2024-003)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-03-31

AI Summary

  • Core Issue: Management did not include FFATA reporting requirements in subrecipient monitoring policies.
  • Impacted Requirements: Compliance with the Federal Funding Accountability and Transparency Act (FFATA) for sub-grants over $30,000.
  • Recommended Follow-Up: Update training for program personnel and ensure timely FFATA filings are completed.

Finding Text

Finding 2024-003: Reporting Agency and award: U.S. Department of State - Education and Leadership Development for Young Afghan Women: CFDA No. 19.801 Questioned costs: None. Criteria: The Federal Funding Accountability and Transparency Act, as codified in 2 CFR Part 170, requires prime awardees awarded a federal grant to file a Federal Funding Accountability and Transparency Act (FFATA) report when the prime awardee awards any sub-grant equal to or greater than $30,000. Condition: During our testing of the subrecipient for the major program, we concluded management did not address the FFATA reporting requirements as part of its subrecipient monitoring policies. Questioned Costs: No questioned costs identified. Context: This is a condition identified during our testing of the compliance requirements for subrecipient monitoring. This internal control matter could result in noncompliance with certain federal awards. Cause: Asian University for Women (AUW) Support Foundation did not comply with FFATA reporting requirements. Effect: Failure to comply with the FFATA requirement may put the grant funding at risk due to noncompliance under the Uniform Guidance. Recommendation: We recommend management immediately update its training to its program personnel to ensure FFATA requirements are clearly and accurately addressed; and any necessary FFATA filings are immediately filed. Views of Responsible Officials and Planned Corrective Actions: See Corrective Action Plan

Corrective Action Plan

Finding 2024-003: Subrecipient Monitoring Contact: Damaris Johnson Title: Controller Phone number: 617-914-0500 Estimated Completion Date: December 31, 2025 Correct Action Plan: Management notes the items on finding 2024-002 also applies to this item. Nonetheless the management will implement training on relevant Asian University for Women (AUW) program personnel in the area of Federal Funding Accountability and Transparency Act (FFATA). All such training of relevant personnel is planned to be completed by December 31, 2025.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 547170 2024-002
    Material Weakness
  • 547172 2024-004
    Material Weakness
  • 1123612 2024-002
    Material Weakness
  • 1123613 2024-003
    Material Weakness
  • 1123614 2024-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
19.801 Office of Global Women's Issues $2.14M
19.345 International Programs to Support Democracy, Human Rights and Labor $300,000