Finding 547162 (2024-003)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2024
Accepted
2025-03-31
Audit: 351511
Organization: Georgetown College (KY)

AI Summary

  • Issue: Two students received direct loans before completing required entrance counseling.
  • Impacted Requirement: This violates 34 CFR Section 685.304(a) regarding loan disbursement compliance.
  • Follow-up: Implement controls to ensure entrance counseling is completed before any loan disbursement.

Finding Text

Finding 2024-003 Federal Program: U.S. Department of Education - Student Financial Assistance Cluster Federal Direct Loan Program, 84.268 Criteria: The College is required to comply with 34 CFR Section 685.304(a). Condition: During our testing of eligibility, we selected 40 samples and noted two instances where a student was disbursed a direct loan prior to entrance counseling being completed. Cause: The College did not have controls in place to ensure entrance counseling was completed prior to a loan disbursement. Effect: The College did not follow federal regulations regarding loan disbursements. The provisions of 34 CFR Section 385.304(a) were not followed and thus two students improperly disbursed a direct loan. Questioned Costs: There are a total of $9,250 of questioned costs associated with this finding. $5,192 related to subsidized loans and $4,058 related to unsubsidized loans. Recommendation: We recommend that the College implement a control to ensure loans are not disbursed to students until entrance counseling has been completed by the student. View of Responsible Officials: The College agrees with the finding. Controls have already been implemented to ensure that compliance with all federal and state requirements are met before aid is disbursed.

Corrective Action Plan

Federal Program: U.S. Department of Education - Student Financial Assistance Cluster Federal Direct Loan Program, 84.268 Criteria: The College is required to comply with 34 CFR Section 685.304(a). Condition: During our testing of eligibility, we selected 40 samples and noted two instances where a student was disbursed a direct loan prior to entrance counseling being completed. Cause: The College did not have controls in place to ensure entrance counseling was completed prior to a loan disbursement. Effect: The College did not follow federal regulations regarding loan disbursements. The provisions of 34 CFR Section 385.304(a) were not followed and thus two students were improperly disbursed a direct loan. Questioned Costs: There are a total of $9,250 of questioned costs associated with this finding. $5,192j related to subsidized loans and $4,058 related to unsubsidized loans. Recommendation: We recommend that the College implement a control to ensure loans are not disbursed to students until entrance counseling has been completed by the student. Corrective Action Taken or Planned: The College agrees with the finding. Controls have already been implemented to ensure that compliance with all federal and state requirements are met before aid is disbursed. Individual Responsible for Corrective Action: Katie Palmer, Director of Financial Planning Expected Completion Date: November 2024

Categories

Questioned Costs Student Financial Aid Eligibility Matching / Level of Effort / Earmarking Special Tests & Provisions

Other Findings in this Audit

  • 547161 2024-002
    Significant Deficiency
  • 547163 2024-004
    Significant Deficiency
  • 547164 2024-005
    Significant Deficiency
  • 547165 2024-006
    Significant Deficiency
  • 547166 2024-006
    Significant Deficiency
  • 547167 2024-006
    Significant Deficiency
  • 1123603 2024-002
    Significant Deficiency
  • 1123604 2024-003
    Significant Deficiency
  • 1123605 2024-004
    Significant Deficiency
  • 1123606 2024-005
    Significant Deficiency
  • 1123607 2024-006
    Significant Deficiency
  • 1123608 2024-006
    Significant Deficiency
  • 1123609 2024-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $6.13M
84.063 Federal Pell Grant Program $2.25M
84.038 Federal Perkins Loan Program_federal Capital Contributions $220,981
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $193,207
84.007 Federal Supplemental Educational Opportunity Grants $112,648
84.033 Federal Work-Study Program $82,414