Finding 546942 (2023-005)

Material Weakness Repeat Finding
Requirement
J
Questioned Costs
-
Year
2023
Accepted
2025-03-31
Audit: 351312
Organization: Municipality of Juana Diaz (PR)

AI Summary

  • Core Issue: The Municipality did not use available program income funds before drawing from grant funds, violating federal regulations.
  • Impacted Requirements: Compliance with 24 CFR 570.504(b)(2)(ii) regarding the order of fund disbursement.
  • Recommended Follow-Up: Enhance internal controls to ensure program income is utilized prior to any cash withdrawals from grant funds.

Finding Text

FINDING 2023-005 FEDERAL PROGRAMS COMMUNITY DEVELOPMENT BLOCK GRANTS/ ENTITLEMENT GRANTS CLUSTER: COMMUNITY DEVELOPMENT BLOCK GRANTS/ ENTITLEMENT GRANTS (ASSISTANCE LISTING NUMBER 14.218) U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT TYPE OF FINDING COMPLIANCE AND INTERNAL CONTROL COMPLIANCE REQUIREMENT PROGRAM INCOME CONDITION During the Program Income test, I noted that the Municipality did not spend down program income funds on hand before grant funds. The Program had $224,800 in program income funds available to be disbursed for eligible activities during fiscal year 2022-2023. Nevertheless, the program only spends $92,126 of these funds and made cash withdrawals of CDBG funds for activities that could be covered with program income funds. CRITERIA Code of Federal Regulations 24, Section 570.504(b)(2)(ii) states that if the recipient chooses to retain program income, that program income shall be disbursed for eligible activities before additional cash withdrawals are made from the U. S. Treasury. CAUSE During the fiscal year 2022-2023, the Program did not maintain appropriate internal controls to ensure that all program income funds are used before additional grant funds drawdowns are made. EFFECT When Grant Funds are used for an expenditure in place of the Program Income on hand, the grantee will not have the opportunity to increase the amounts available for program activities. RECOMMENDATION I recommend management continue improving the internal controls and procedures to ensure that the program income funds are used for CDBG activities before withdrawal of CDBG funds. QUESTIONED COSTS None PRIOR YEAR FINDING A similar finding was presented in prior year Schedule of Findings and Questioned Costs (2022-005) VIEWS OF RESPONSIBLE OFFICIALS AND PLANNED CORRECTIVE ACTION Instructions were given to the Program staff to ensure that the program income funds will be used for CDBG activities before the withdrawal of CDBG funds.

Corrective Action Plan

Instructions were given to the Program staff to ensure that the program income funds will be used for CDBG activities before the withdrawal of CDBG funds.

Categories

Cash Management Internal Control / Segregation of Duties Program Income

Other Findings in this Audit

  • 546943 2023-006
    Material Weakness Repeat
  • 546944 2023-007
    Material Weakness Repeat
  • 546945 2023-008
    Material Weakness Repeat
  • 546946 2023-007
    Material Weakness Repeat
  • 546947 2023-008
    Material Weakness Repeat
  • 1123384 2023-005
    Material Weakness Repeat
  • 1123385 2023-006
    Material Weakness Repeat
  • 1123386 2023-007
    Material Weakness Repeat
  • 1123387 2023-008
    Material Weakness Repeat
  • 1123388 2023-007
    Material Weakness Repeat
  • 1123389 2023-008
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.030 Community Disaster Loans $2.22M
93.356 Head Start Disaster Recovery $1.96M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.56M
21.027 Coronavirus State and Local Fiscal Recovery Funds $498,716
93.575 Child Care and Development Block Grant $373,904
21.019 Coronavirus Relief Fund $333,808
10.558 Child and Adult Care Food Program $130,998
93.600 Head Start $81,617
14.218 Community Development Block Grants/entitlement Grants $77,489
32.009 Emergency Connectivity Fund Program $75,840
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $60,798
14.241 Housing Opportunities for Persons with Aids $34,420
14.896 Family Self-Sufficiency Program $25,535
14.871 Section 8 Housing Choice Vouchers $12,849
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $8,649