Finding 541841 (2024-006)

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Requirement
C
Questioned Costs
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Year
2024
Accepted
2025-03-31

AI Summary

  • Core Issue: JHHS failed to return $51,620 in interest earned on federal advance payments, violating federal regulations.
  • Impacted Requirements: Per 2 CFR 200.305(b)(11)-(12), any interest over $500 must be returned to DHHS annually.
  • Recommended Follow-Up: JHHS should return the excess interest and implement a process to calculate and return interest annually.

Finding Text

2024-006: Return of Interest Earned on Advance Payment Cash Receipts Grantor: Department of Health and Human Services (DHHS) Program Title: Hospital Preparedness Program (HPP) Ebola Preparedness and Response Activities Award Name: Region 3 Emerging Special Pathogen Treatment Center at The Johns Hopkins Hospital (JH Biocontainment Unit) Award Number: U3REP220674 Assistance Listing Title: Hospital Preparedness Program (HPP) Ebola Preparedness and Response Activities Assistance Listing Number: 93.817 Award Year: September 30, 2023 – September 29, 2024 Passthrough Entity: None Criteria Per 2 CFR 200.305(b)(11)-(12), the auditee must maintain advance payments of Federal funds in interestbearing accounts and may retain up to $500 per year of interest earned on Federal funds to use for administrative expenses of the recipient or subrecipient. Any additional interest earned on Federal funds must be returned annually to the DHHS Payment Management System (PMS). Condition JHHS received advance payments from DHHS for the HPP award totaling $1,615,384 in October 2023, which were maintained in an interest-bearing account and disbursed over the period through September 2024. During the fiscal year ended 6/30/2024, JHHS earned $51,620 of interest, which was not returned to DHHS. Cause Management was not aware of the requirement to return interest earned on advance payments in excess of $500. Effect Management did not perform a calculation of interest earned and return the interest earned to DHHS at least annually, as required. Questioned Costs There are no questioned costs associated with this finding. Recommendation JHHS should return the interest earned to DHHS as required, and establish a process to ensure that interest on advance payments received from federal agencies is calculated at least annually and returned appropriately if interest earned is in excess of $500. Management’s Views and Corrective Action Plan Refer to Management’s View’s and Corrective Action Plan at the end of the report.

Corrective Action Plan

Finding 2024-006: Return of Interest Earned on Advance Payment Cash Receipts Grantor: Department of Health and Human Services (“DHHS”) Program Title: Hospital Preparedness Program (HPP) Ebola Preparedness and Response Activities Award Name: Region 3 Emerging Special Pathogen Treatment Center at The Johns Hopkins Hospital (JH Biocontainment Unit) Award Number: U3REP220674 Assistance Listing Title: Hospital Preparedness Program (HPP) Ebola Preparedness and Response Activities Assistance Listing Number: 93.817 Award Year: September 30, 2023 – September 29, 2024 Passthrough Entity: None Management agrees with the finding and recommendation. Management notes that advancing the funds at the start of the year and returning any unspent funds was only used in the first year of the grant being directly awarded to JHH in fiscal year 2024. Management performed the analysis of any interest earned on the unspent balance of the advance payment and returned the interest earned on March 25, 2025. Management further notes that starting in year two of the grant the funds are not advanced and will be requested through a drawdown as expenditures are incurred. Management will implement a process to calculate interest earned annually and return funds exceeding $500 for any future awards under the advance payment method. Management has remediated this finding.

Categories

Cash Management Subrecipient Monitoring

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.181 Special Education-Grants for Infants and Families $2.23M
93.817 Hospital Preparedness Program (hpp) Ebola Preparedness and Response Activities $1.04M
93.926 Healthy Start Initiative $1.03M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.01M
93.RD National Institute of Neurological Disorders & Stroke Direct Award $513,131
93.493 Consolidated Appropriations Act $321,225
93.958 Block Grants for Community Mental Health Services $287,801
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $250,000
93.865 Child Health and Human Development Extramural Research $193,807
93.994 Maternal and Child Health Services Block Grant to the States $121,735
93.839 Blood Diseases and Resources Research $114,275
93.310 Trans-Nih Research Support $104,069
93.395 Cancer Treatment Research $103,975
93.788 Opioid Str $71,989
93.969 Pphf Geriatric Education Centers $65,163
93.959 Block Grants for Prevention and Treatment of Substance Abuse $49,243
10.558 Child and Adult Care Food Program $45,056
93.889 National Bioterrorism Hospital Preparedness Program $32,629
93.080 Blood Disorder Program: Prevention, Surveillance, and Research $30,000
93.110 Maternal and Child Health Federal Consolidated Programs $16,646
93.838 Lung Diseases Research $15,903
10.559 Summer Food Service Program for Children $7,371
93.226 Research on Healthcare Costs, Quality and Outcomes $4,444
93.855 Allergy and Infectious Diseases Research $4,000
93.837 Cardiovascular Diseases Research $225
93.461 Covid-19 Hrsa Claims Reimbursement for the Uninsured Program and the Covid-19 Coverage Assistance Fund $-434,379