Finding 540728 (2024-004)

Significant Deficiency Repeat Finding
Requirement
F
Questioned Costs
-
Year
2024
Accepted
2025-03-30

AI Summary

  • Core Issue: The District failed to obtain required prior approvals for 19 capital asset acquisitions, violating federal regulations.
  • Impacted Requirements: Non-compliance with 2 CFR sections 200.313(c) and (e) regarding equipment and construction approvals.
  • Recommended Follow-Up: The District should establish procedures to ensure timely requests for approvals and compliance with federal program requirements.

Finding Text

Assistance Listing Number 84.425 Education Stabilization Fund Department of Education Passed Through North Dakota Department of Public Instruction Passed Through Turtle Mountain Band of Chippewa Indians Equipment/Real Property Management Criteria 2 CFR sections 200.313(c) and (e) includes a requirement for the non-federal entity to not encumber the equipment without prior approval of the federal awarding agency. 2 CFR section 200.311 includes a requirement for the non-federal entity, with prior approval by the ED or passthrough entity, may also use ESF funds to purchase real property, perform construction or minor remodeling, and for improvements to land, buildings, or equipment. Condition The District did not obtain prior approval for equipment acquisition or construction projects. Context Per discussion with the District staff and review of program expenditures, there were 19 capital asset acquisitions during the year, we tested all of them for prior state approval. One purchase was approved by the state after the purchase was made. Seven purchases were made without prior state approval. Cause The District did not properly submit for prior approval for equipment acquisition or construction until after the expenditure had been incurred and in some instances there were no submissions for prior approval. Effect The District may have purchased capital items that were not allowed by the State. Questioned Costs Undeterminable. Repeat Finding See prior year finding 2023-004. Recommendation We recommend the District to review all compliance requirements of federal programs to ensure they have procedures to ensure compliance with those requirements and for the requests for acquisition to be made timely and for the appropriate expenditure amount. Management’s Response See corrective action plan.

Categories

Equipment & Real Property Management Procurement, Suspension & Debarment Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 540724 2024-003
    Material Weakness
  • 540725 2024-003
    Material Weakness
  • 540726 2024-003
    Material Weakness
  • 540727 2024-004
    Significant Deficiency Repeat
  • 540729 2024-004
    Significant Deficiency Repeat
  • 540730 2024-005
    Material Weakness
  • 540731 2024-005
    Material Weakness
  • 540732 2024-006
    Material Weakness
  • 540733 2024-006
    Material Weakness
  • 1117166 2024-003
    Material Weakness
  • 1117167 2024-003
    Material Weakness
  • 1117168 2024-003
    Material Weakness
  • 1117169 2024-004
    Significant Deficiency Repeat
  • 1117170 2024-004
    Significant Deficiency Repeat
  • 1117171 2024-004
    Significant Deficiency Repeat
  • 1117172 2024-005
    Material Weakness
  • 1117173 2024-005
    Material Weakness
  • 1117174 2024-006
    Material Weakness
  • 1117175 2024-006
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
15.042 Indian School Equalization $5.56M
84.027 Special Education Grants to States $2.06M
84.010 Title I Grants to Local Educational Agencies $1.94M
84.425 Education Stabilization Fund $981,153
15.046 Administrative Cost Grants for Indian Schools $630,027
84.371 Comprehensive Literacy Development $545,557
84.060 Indian Education Grants to Local Educational Agencies $456,396
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $398,379
10.553 School Breakfast Program $359,265
84.336 Teacher Quality Partnership Grants $164,284
84.181 Special Education-Grants for Infants and Families $149,620
84.041 Impact Aid $132,070
84.287 Twenty-First Century Community Learning Centers $85,432
84.424 Student Support and Academic Enrichment Program $82,538
10.555 National School Lunch Program $62,943
84.048 Career and Technical Education -- Basic Grants to States $61,196
10.582 Fresh Fruit and Vegetable Program $52,744
10.559 Summer Food Service Program for Children $43,935
84.358 Rural Education $8,988
10.560 State Administrative Expenses for Child Nutrition $6,865
84.173 Special Education Preschool Grants $4,056