Finding 538993 (2024-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-03-28
Audit: 349701
Organization: Holyoke Community College (MA)

AI Summary

  • Core Issue: A student worked in a Federal Work-Study position during scheduled class time, violating federal regulations.
  • Impacted Requirements: Federal guidelines prohibit work during class hours unless specific exceptions are documented.
  • Recommended Follow-Up: The College should enhance monitoring of student timesheets to ensure compliance with Federal Work-Study regulations.

Finding Text

Criteria According to the 2023-2024 Federal Student Aid Handbook, Volume 6 The Campus-Based Programs Chapter 2: In general, students are not permitted to work in Federal Work-Study (“FWS”) positions during scheduled class times. Exceptions are permitted if an individual class is cancelled, if the instructor has excused the student from attending for a particular day, and if the student is receiving credit for employment in an internship, externship, or community work-study experience. Any such exemptions must be documented. Condition Federal regulations state that students are not permitted to work in Federal Work-Study positions during scheduled class times. During our testing, we noted 1 student, out of a sample of 11, worked for a Federal Work-Study program during scheduled class time. Cause The College did not consistently follow the procedures in place to monitor student timesheets related to FWS funds. Effect The College approved FWS funds for time worked during scheduled class times. Questioned Costs Not applicable Perspective Our sample was not, and was not intended to be, statistically valid. Of the 11 students selected for testing, 1 student, or 9% of our sample, had Federal Work Study funds approved for hours worked during scheduled class times. Identification as a Repeat Finding, if applicable Not applicable Recommendation The College should strengthen its controls surrounding the approval of hours worked for the Federal Work-Study Program to ensure they are in compliance with federal regulations. View of Responsible Officials The College agrees with the finding.

Corrective Action Plan

Corrective Action Plan: The Pell Reconciliation process is currently conducted monthly. A file is generated by the Financial Aid Office and transmitted to the Common Origination and Disbursement (“COD”) system via EdConnect software. Upon receipt of the COD response file, any discrepancies are addressed, and corrected data is resubmitted to COD. In a recent instance, the timing of a student's adjusted award relative to the monthly reconciliation file resulted in a disbursement outside of federal guidelines. While this discrepancy was identified during a subsequent internal audit, the Financial Aid Office acknowledges the need for process improvement. To ensure timely disbursements and prevent future occurrences, the Pell Reconciliation process will be revised to occur multiple times per month. This revised policy has been reviewed and approved by the relevant Financial Aid staff. Timeline for Implementation of Corrective Action Plan: The corrective action plan was implemented as of October 2024. Contact Person Todd Wonders, Associate Director of Financial Aid Curt Foster, Comptroller

Categories

Student Financial Aid

Other Findings in this Audit

  • 538991 2024-001
    Significant Deficiency Repeat
  • 538992 2024-001
    Significant Deficiency Repeat
  • 538994 2024-003
    Significant Deficiency
  • 1115433 2024-001
    Significant Deficiency Repeat
  • 1115434 2024-001
    Significant Deficiency Repeat
  • 1115435 2024-002
    Significant Deficiency
  • 1115436 2024-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $7.32M
84.268 Federal Direct Student Loans $5.55M
84.042 Trio_student Support Services $721,443
21.027 Coronavirus State and Local Fiscal Recovery Funds $644,161
47.076 Education and Human Resources $462,084
84.031 Higher Education_institutional Aid $442,821
93.732 Mental and Behavioral Health Education and Training Grants $411,724
84.048 Career and Technical Education -- Basic Grants to States $223,881
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $185,719
84.007 Federal Supplemental Educational Opportunity Grants $165,747
84.033 Federal Work-Study Program $145,066
84.425 Education Stabilization Fund $105,119
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $77,360
84.002 Adult Education - Basic Grants to States $23,460