Finding 529967 (2024-004)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2024
Accepted
2025-03-25
Audit: 348052
Organization: Washington College (MD)

AI Summary

  • Core Issue: A significant deficiency in internal controls was identified, specifically regarding the failure to complete verification procedures for a student selected by the Department of Education.
  • Impacted Requirements: Compliance with 2 CFR 200.303(a) and 34 CFR 668.54(a)(1) was not met, leading to potential ineligibility for Title IV aid.
  • Recommended Follow-Up: The College should enhance verification processes to ensure all required documentation is collected and maintained properly.

Finding Text

Federal agency: U.S. Department of Education Federal program title: Student Financial Aid Cluster ALN Number: 84.063, 84.268, 84.033 Federal Award Identification Number: P007A241791, P033A221791, P063P221568, P033A231791, P063P231568, P063Q221568, P063Q231568, P268K231568, P268K241568 Award Period: July 1, 2023 – June 30, 2024 Type of Finding: Significant Deficiency in Internal Control over Compliance, Other Matters Criteria or specific requirement: Internal Control - Per 2 CFR section 200.303(a), a non-Federal entity must: Establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non- Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Compliance - Per 34 CFR 668.54(a)(1), an institution must verify information required by the Department of Education for applicants selected for verification by the Department of Education. Condition: Verification procedures were not completed for an applicant who was selected for verification by the Department of Education and who received Title IV aid. Questioned costs: $11,766 Context: This condition occurred for 1 out of 40 students selected for testing. Cause: A previous staff member indicated that verification had been completed by changing the status in Ellucian Colleague to complete. Therefore, it was not identified in reports that are reviewed for incomplete files. Effect: The student is awarded aid who is otherwise ineligible until verification procedures are completed. Repeat Finding: No Recommendation: The College should review the procedures surrounding the verification process to ensure all necessary support and documentation is obtained and retained in the student files. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Questioned Costs Student Financial Aid Eligibility Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 529958 2024-001
    Significant Deficiency Repeat
  • 529959 2024-001
    Significant Deficiency Repeat
  • 529960 2024-002
    Significant Deficiency Repeat
  • 529961 2024-002
    Significant Deficiency Repeat
  • 529962 2024-002
    Significant Deficiency Repeat
  • 529963 2024-002
    Significant Deficiency Repeat
  • 529964 2024-003
    Significant Deficiency
  • 529965 2024-004
    Significant Deficiency
  • 529966 2024-004
    Significant Deficiency
  • 529968 2024-005
    Significant Deficiency
  • 1106400 2024-001
    Significant Deficiency Repeat
  • 1106401 2024-001
    Significant Deficiency Repeat
  • 1106402 2024-002
    Significant Deficiency Repeat
  • 1106403 2024-002
    Significant Deficiency Repeat
  • 1106404 2024-002
    Significant Deficiency Repeat
  • 1106405 2024-002
    Significant Deficiency Repeat
  • 1106406 2024-003
    Significant Deficiency
  • 1106407 2024-004
    Significant Deficiency
  • 1106408 2024-004
    Significant Deficiency
  • 1106409 2024-004
    Significant Deficiency
  • 1106410 2024-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.74M
84.063 Federal Pell Grant Program $1.10M
84.033 Federal Work-Study Program $178,892
84.007 Federal Supplemental Educational Opportunity Grants $140,611
20.616 National Priority Safety Programs $136,856
66.466 Geographic Programs - Chesapeake Bay Program $107,172
15.608 Fish and Aquatic Conservation - Aquatic Invasive Species $5,199
11.017 Ocean Acidification Program (oap) $586