Finding 529157 (2023-001)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2025-03-20

AI Summary

  • Issue: Accounting records were not fully closed and reconciled over six months after the fiscal year ended.
  • Impact: This delay caused the 2023 financial statement audit and Single Audit to be filed late, risking decisions based on incomplete information.
  • Next Steps: Allocate skilled resources to improve the accounting process and update procedures to ensure timely reconciliation and reporting.

Finding Text

Condition: Accounting records were not completely closed and reconciled over six months after the end of the fiscal year. Criteria: In a properly functioning internal control environment, accounting records are reconciled and closed within a reasonable time after the end of each accounting period. Cause: The audit was not completed as of the submission due date. Effect: The 2023 financial statement audit and Single Audit were not filed timely with funding agencies and the Federal Audit Clearinghouse. Moreover, if records are not timely closed, management and those charged with governance may be making decisions based on incomplete information. Recomendation: The Organization should allocate additional resources with suitable skills, knowledge, and expertise to assist with the accounting and financial close and reporting process. The Organization should implement or modify current procedures to ensure accounting records are reonciled and financial statements are completed timely and within the deadlines established by funding agencies. Views of Responsible Officials and Planned Corrective Actions: The Organization will review its procedures and make appropriate changes. The Organization accepts the recommendation.

Corrective Action Plan

The Organization will submit the current year and subsequent year audit reporting packages and data collection forms as soon as the audits are complete and available. The Organization is reviewing its procedures to file and submit audits timely beginning in the fiscal year ending June 30, 2024. The Organization accepts the recommendation.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1105599 2023-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.002 Adult Education - Basic Grants to States $780,393
84.173 Special Education_preschool Grants $506,693