Finding 528637 (2024-004)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-03-18
Audit: 346603
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The Medical Center failed to establish required reserve accounts for loan compliance until August 2024.
  • Impacted Requirements: Noncompliance with 2 CFR 200.303(a) regarding effective internal control over federal awards.
  • Recommended Follow-Up: Implement a control process to ensure reserves are fully funded throughout the year.

Finding Text

U.S. Department of Agriculture Federal Assistance Listing #10.766 Community Facilities Loans and Grants Applicable Federal Award Number – Direct Loan and Guaranteed Loan Special Tests and Provisions Significant Deficiency in Internal Control Over Compliance and Noncompliance Not Considered Material Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. Condition: The Medical Center was required to establish reserve accounts with deposits equal to 10% of the annual debt service requirement on the direct loan and guaranteed loan for the entire year. The Medical Center did not establish these accounts until August 2024. Although the reserve was fully funded by year-end, the reserve was not funded the entire year, as required. Cause: This deficiency is due to a misunderstanding of establishing reserve accounts as Salina Regional Health Center is the centralized cash management agent for the Medical Center. Once this was identified, the Medical Center worked with the bank to establish a reserve. Effect: The Medical Center was not in compliance with the terms of the loan agreements related to the reserve funds until August 2024. Questioned Costs: None. Context: Sampling was not used. Repeat Finding from Prior Years: Yes. Recommendation: We recommend management implement a control process to ensure the reserve is fully funded throughout the entire year. Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

Finding 2024-004 Federal Agency Name: U.S. Department of Agriculture Program Name: Community Facilities Loans and Grants Cluster Applicable Federal Award Number- Direct Loan and Guaranteed Loan Assistance Listing Number #10.766 Finding Summary: The Medical Center was not in compliance with the terms of the loan agreements related to the reservefunds. Responsible Individuals: Ron Harrington, CFO Corrective Action Plan: The CFO worked with the local bank in Concordia to establish the required reserve account equal to the 10% of the annual debt service requirement on the direct loan and the guaranteed loan for the entire year. The Hospital is now in compliance with the terms of the loan agreements related to the reserve funds as of August 31, 2024. The Hospital has access to the accounts set up at the Bank to run monthly reports and record the interest amounts to the proper GL accounts quarterly as the interest on the accounts set up at the bank accrue interest quarterly. This entry is to ensure the Gl accounts agree with the Bank statements on the Reserve funds. Anticipated Completion Date: August 2024

Categories

Special Tests & Provisions Student Financial Aid Cash Management Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1105079 2024-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $39.31M