Finding 528442 (2024-003)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-03-17

AI Summary

  • Core Issue: The Seminary lacks a policy to return uncashed checks to the Department of Education, violating federal regulations.
  • Impacted Requirements: According to 34 CFR 668.164(i), funds must be returned within 240 days if checks are not cashed.
  • Recommended Follow-Up: Ensure the newly implemented policy is documented and followed to comply with federal requirements.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - 84.268, Department of Education, Federal Direct Student Loans Finding Type - Significant deficiency Repeat Finding - No Criteria - In accordance with 34 CFR 668.164(i), if a check sent to a student or parent is not returned to the institution but is not cashed, the institution must return the funds to the secretary no later than 240 days after the date it issued the check. The Seminary does not have outlined procedures or policy to ensure that the funds are returned to the Department of Education. Condition - During our review of internal controls, it was noted that the Seminary does not have a policy or procedures in place, as required by the Code of Federal Regulations. Questioned Costs - N/A Identification of How Questioned Costs Were Computed - N/A Context - The Code of Federal Regulations requires a policy and procedure to be in place to ensure uncashed checks are returned to the Department of Education. Cause and Effect - The lack of having a policy in place could lead to funds not being returned to the Department of Education. Recommendation - We recommend that a policy be documented and implemented. Views of Responsible Officials and Corrective Action Plan - The Seminary has implemented a written policy and procedure that complies with regulations.

Corrective Action Plan

Condition: During our review of internal controls, it was noted that the Seminary does not have a policy or procedures in place, as required by the Code of Federal Regulations Planned Corrective Action: Garrett has implemented a written policy and procedure that complies with regulations. Contact person responsible for corrective action: Ashley Schreiner, Director of Financial Aid Anticipated Completion Date: 2/13/25

Categories

Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 528443 2024-004
    Significant Deficiency Repeat
  • 528444 2024-003
    Significant Deficiency
  • 528445 2024-004
    Significant Deficiency Repeat
  • 1104884 2024-003
    Significant Deficiency
  • 1104885 2024-004
    Significant Deficiency Repeat
  • 1104886 2024-003
    Significant Deficiency
  • 1104887 2024-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $141,749
84.033 Federal Work-Study Program $22,961