Finding 527023 (2022-006)

Material Weakness
Requirement
I
Questioned Costs
$1
Year
2022
Accepted
2025-03-14
Audit: 346114

AI Summary

  • Core Issue: The Organization has significant weaknesses in its procurement processes, failing to comply with federal regulations.
  • Impacted Requirements: Noncompliance with 2 CFR sections 200.318 and 200.212, including inadequate record-keeping for procurement transactions.
  • Recommended Follow-Up: Establish and enforce written procurement policies that align with Uniform Guidance to ensure compliance.

Finding Text

Assistance Listing, Federal Agency, and Program Name 93.224, 93.527; COVID 19: Health Center Program Cluster Federal Award Identification Number and Year H80CS24134, H8ECS37956, H8FCS40356, and H8GCS48255 2022 Pass through Entity N/A Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria In accordance with 2 CFR sections 200.318 200.326, the Organization must maintain and use documented procedures for procurement transactions that are consistent with State, local, and tribal laws and regulations and the standards identified in CFR sections 200.317 through 200.327. The Organization must maintain records sufficient to detail the history of each procurement transaction. These records must include the rationale for the procurement method, contract type selection, contractor selection or rejection, and the basis for the contract price. Additionally, in accorance with 2 CFR sections 200.212 and 200.318(h); 2 CFR section 180.300; 48 CFR section 52.209 6, the Organization must verify that the person with whom you intend to do business is not excluded or disqualified. Condition Policies and procedures in place over procurement, suspension, and debarment are not in conformance with Uniform Guidance. Additionally, the Organization did not procure in accordance with the regulations, including maintaining records sufficient to detail the history of each procurement transaction nor did they comply with suspension and debarement rules. Questioned Costs $1,121,985 Identification of How Questioned Costs Were Computed Questioned costs resulted from the Organization not maintaining or using the required procurement procedures over non payroll expenditures. Total non payroll expenditures included on the SEFA total $1,121,985. Context For all four contracts selected for testing, there were no records manintained to support procurement method, contract selection, or verification the entity was not suspended or disbared. Upon further procedures, we identified that the Organization did not follow any procurement guidelines in procuring all non payroll transactions. Cause and Effect There are no procurement, suspension, and debarement policies in place. As a result, no procedures are being completed over these compliance categories and thus the Organization did not comply with the related compliance requirements. Recommendation We recommend the Organization implement written policies and procedures over procurement, suspension, and debarement that conform with Uniform Guidance and follow those policies. Views of Responsible Officials and Planned Corrective Actions The Organization will implement written policies and procedures over procurement, suspension, and debarement that conform with Uniform Guidance.

Corrective Action Plan

Finding Number: 2022-006 Condition: Policies and procedures in place over procurement, suspension, and debarment are not in conformance with Uniform Guidance. Additionally, the Organization did not procure in accordance with the regulations, including maintaining records sufficient to detail the history of each procurement transaction nor did they comply with suspension and debarment rules. Planned Corrective Action: Management will implement written policies and procedures over procurement, suspension, and disabarment that conform with Uniform Guidance Contact person responsible for corrective action: Chief Financial Officer Anticipated Completion Date: 06/30/2025

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 527015 2022-004
    Material Weakness
  • 527016 2022-004
    Material Weakness
  • 527017 2022-004
    Material Weakness
  • 527018 2022-004
    Material Weakness
  • 527019 2022-005
    Material Weakness
  • 527020 2022-005
    Material Weakness
  • 527021 2022-005
    Material Weakness
  • 527022 2022-005
    Material Weakness
  • 527024 2022-006
    Material Weakness
  • 527025 2022-006
    Material Weakness
  • 527026 2022-006
    Material Weakness
  • 527027 2022-007
    Material Weakness
  • 527028 2022-007
    Material Weakness
  • 527029 2022-007
    Material Weakness
  • 527030 2022-007
    Material Weakness
  • 527031 2022-008
    Material Weakness
  • 527032 2022-008
    Material Weakness
  • 527033 2022-008
    Material Weakness
  • 527034 2022-008
    Material Weakness
  • 1103457 2022-004
    Material Weakness
  • 1103458 2022-004
    Material Weakness
  • 1103459 2022-004
    Material Weakness
  • 1103460 2022-004
    Material Weakness
  • 1103461 2022-005
    Material Weakness
  • 1103462 2022-005
    Material Weakness
  • 1103463 2022-005
    Material Weakness
  • 1103464 2022-005
    Material Weakness
  • 1103465 2022-006
    Material Weakness
  • 1103466 2022-006
    Material Weakness
  • 1103467 2022-006
    Material Weakness
  • 1103468 2022-006
    Material Weakness
  • 1103469 2022-007
    Material Weakness
  • 1103470 2022-007
    Material Weakness
  • 1103471 2022-007
    Material Weakness
  • 1103472 2022-007
    Material Weakness
  • 1103473 2022-008
    Material Weakness
  • 1103474 2022-008
    Material Weakness
  • 1103475 2022-008
    Material Weakness
  • 1103476 2022-008
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.224 Community Health Centers $2.36M
93.224 Covid-19 - Community Health Centers $952,750
93.526 Fip Verification $370,476
93.527 Covid-19 - Affordable Care Act (aca) Grants for New and Expanded Services Under the Health Center Program $150,000