Answer: Some transactions did not follow internal control procedures.
Trend: The Organization anticipates improved compliance with help from the Department of Labor and the external audit.
List: Monitor transaction compliance and implement recommended process changes.
Finding Text
The Organization agrees that not all transactions complied with its internal control procedures. The Organization expects this to no longer be an issue due to the Department of Labor and this external audit providing assistance related to processes that will allow the Organization to be compliant.
Corrective Action Plan
2023-003 – Opportunities Identified to Enhance Program Disbursement Processes in Alignment with Organizational Procedures.
Categories
Questioned CostsInternal Control / Segregation of Duties