Finding 524687 (2024-001)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-02-27

AI Summary

  • Core Issue: Three payroll transactions lacked proper management approval for time sheets, violating internal control procedures.
  • Impacted Requirements: The absence of segregation of duties led to self-approved time sheets, compromising compliance documentation.
  • Recommended Follow-Up: Implement a segregation of duties for time sheet approvals to prevent self-approvals and ensure compliance.

Finding Text

Criteria: The Organization’s internal control procedures over compliance stipulates that all time sheets be approved by the appropriate level of management. Condition: During allowable cost testing for federal grants, 3 out of the 70 payroll transactions tested did not have adequate time sheet approvals. These time sheets were self approved. Cause: The Organization had not implemented a segregation of duties surrounding time sheet approvals. Effect: The Organization’s reporting of time and effort was not fully documented, in accordance with internal control over compliance procedures. Questioned costs: None Recommendation: The Organization should segregate duties for time sheet approvals so that no time sheets are self approved. Management’s response: See corrective action plan.

Categories

Internal Control / Segregation of Duties Allowable Costs / Cost Principles Reporting

Other Findings in this Audit

  • 524683 2024-001
    Significant Deficiency
  • 524684 2024-002
    Significant Deficiency
  • 524685 2024-001
    Significant Deficiency
  • 524686 2024-002
    Significant Deficiency
  • 524688 2024-002
    Significant Deficiency
  • 524689 2024-001
    Significant Deficiency
  • 524690 2024-002
    Significant Deficiency
  • 1101125 2024-001
    Significant Deficiency
  • 1101126 2024-002
    Significant Deficiency
  • 1101127 2024-001
    Significant Deficiency
  • 1101128 2024-002
    Significant Deficiency
  • 1101129 2024-001
    Significant Deficiency
  • 1101130 2024-002
    Significant Deficiency
  • 1101131 2024-001
    Significant Deficiency
  • 1101132 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.371 Comprehensive Literacy Development $887,595
93.575 Child Care and Development Block Grant $662,283
21.027 Coronavirus State and Local Fiscal Recovery Funds $62,058