Finding 524574 (2024-001)

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Requirement
H
Questioned Costs
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Year
2024
Accepted
2025-02-27

AI Summary

  • Core Issue: The University failed to return Title IV funds for 1 out of 3 students within the required 45 days after withdrawal.
  • Impacted Requirements: Compliance with Title IV regulations (34 CFR 668.22) regarding timely refunds of federal aid.
  • Recommended Follow-Up: Enhance procedures for processing refunds and ensure independent reviews of calculations are conducted.

Finding Text

Return of Title IV Funds Program: Various CFDA Number: Various Federal Agency: U.S. Department of Education Federal Award Identification Number: Various Federal Award Year: May 31, 2024 Criteria: When a recipient of Title IV grant or loan assistance withdraws from an institution during a payment period, Title IV regulations (34 CFR 668.22) require the University to determine the amount of Title IV grant or loan assistance that the student earned as of the withdrawal date and return the unearned portion of the grant or loan to the Title IV program as soon as possible but no later than 45 days after the withdrawal date. Condition/Context: The federal aid refunds for 1 out of 3 tested of the students tested was not returned within 45 days from the withdrawal date. The sample was not statistically valid. Cause: The University's procedures for the return of Title IV funds were not followed. In addition, there was no independent review of the refund calculation. Effect: The University was in possession of funds belonging to the federal government longer than allowed. Questioned Costs: Not applicable. Recommendation: The University should increase emphasis on timely processing of refund transactions. Management Response: The University agrees with this finding. This error occurred while there was a transition period in the financial aid office due to turnover of financial aid staff. The current director performs the R2T4s and is working to have a back-up employee trained.

Corrective Action Plan

Return of Title IV Funds Condition The federal aid refunds for one of the students tested was not returned within 45 days from the withdrawal date. Corrective Action Plan: The intuition has since resolved these issues and have reports and practices in place to monitor and preform R2T4s. The financial aid office is now staffed with a qualified director that is able to monitor and preform R2T4s in a timely manner. There was also a deficiency with getting accurate information from the new student information system, Jenzabar that did cause issues with identifying student drops. The director has worked with the IT department in developing a report that is ran on a weekly basis to catch all changes to enrollment. More staff in the coming year will be trained on how to preform R2T4s so that there will be more than one person qualified to preform R2T4s for the institution.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking HUD Housing Programs

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $33.01M
84.063 Federal Pell Grant Program $1.53M
84.038 Federal Perkins Loan Program_federal Capital Contributions $1.15M
15.665 National Wetlands Inventory $325,214
84.007 Federal Supplemental Educational Opportunity Grants $210,065
15.945 Cooperative Research and Training Programs – Resources of the National Park System $118,079
84.033 Federal Work-Study Program $94,262
66.436 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative Agreements - Section 104(b)(3) of the Clean Water Act $46,820
66.462 National Wetland Program Development Grants and Five-Star Restoration Training Grant $28,415
15.808 U.s. Geological Survey Research and Data Collection $25,000