Finding 524375 (2024-009)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-02-24
Audit: 343605
Organization: Richmond County (NC)

AI Summary

  • Core Issue: Federal funds were given to ineligible recipients due to untimely reviews of SSI terminations.
  • Impacted Requirements: The County failed to conduct necessary ex-parte reviews within the required timeframe, violating Medicaid eligibility protocols.
  • Recommended Follow-Up: Ensure communication between departments is improved and retrain staff on the eligibility review process to prevent future errors.

Finding Text

Richmond County Schedule of Findings and Questioned Costs For The Year Ended June 30, 2024 U.S. Department of Health and Human Services Passed through the NC Department of Health and Human Services Program Name: Medical Assistance Program (Medicaid; Title XIX) AL #: 93.778 Finding: 2024-009 Untimely Review of SSI Terminations SIGNIFICANT DEFICENCY Eligibility Criteria: Condition: Questioned Costs: Context: Effect: Cause: Recommendation: Views of responsible officials and planned corrective actions: Program Name: Medical Assistance Program (Medicaid; Title XIX) AL #: 93.778 As a result of the lack of a proper eligibility determination, federal funds were distributed to ineligible recipients. Due to the nature of these types of eligibility determinations and the lack of a proper review by the department, the auditor is unable to determine the known or likely questioned costs. Ineffective communication between departments within the Department of Social Services. One area within DSS received State communications that applicants would no longer be eligible for SSI benefits and the County needed to conduct an ex-parte review. This information was not shared with other departments in DSS from which the recipient was also receiving benefits. The County agrees with the finding. See Corrective Action Plan in the following section. Any State communications related to applicants/beneficiaries should be shared with all areas from which the participant receives benefits. State files should be reviewed internally to ensure all actions have been properly closed and the corrective action has been taken. Workers should be retrained on what process needs to be followed when State communications are received. Section III - Federal Award Findings and Questioned Costs (continued) In accordance with the Medicaid Manual MA-3120, the State sends notification to the County when a participant is no longer eligible under a SSI determination. The County has a certain time period to initiate an ex-parte review to determine whether the recipient qualifies for Medicaid under any other coverage group, such as Family and Children's Medicaid, North Carolina Health Choice for Children, Work First Family Assistance, or Medicaid for the Aged, Blind and Disabled. There were 3 applicants/beneficiaries not reviewed timely and determined to be eligible for Medicaid when their SSI benefits were terminated. Of these 3 errors, one was determined to be an eligibility error with potential questioned costs. We examined 60 cases from of a total of 826,901 Medicaid claims from the Medicaid beneficiary report provided by NC Department of Health and Human Services to re-determine eligibility. These findings are being reported with the financial statement audit as it relates to Medicaid administrative cost compliance audit. The County did not initiate ex-parte review timely, therefore, no eligibility review was completed in the required time period. The lack of follow up and certification lead to applicants receiving Medicaid benefits for which they were not eligible. SIGNIFICANT DEFICENCY: Finding 2024-005, 2024-006, 2024-007, 2024-008, 2024-009 also apply to State requirements and State Awards. Section IV - State Award Findings and Questioned Costs 137

Corrective Action Plan

Corrective Action Plan For The Year Ended June 30, 2024 Finding 2024-009 Untimely Review of SSI Terminations Name of contact person: Corrective Action: Proposed Completion Date: Section IV - State Award Findings and Questioned Costs Section III - Federal Award Findings and Questioned Costs (continued) Darcey Wiggins, Supervisor FNS Agency will continue to complete second party reviews to monitor compliance with Medicaid policy. Agency will conduct quarterly trainings to address accuracy. Training will be held in the month of December 2024. Once completed, you will be contacted by email. Corrective Actions for Finding 2024-005, 2024-006, 2024-007, 2024-008, 2024-009 also apply to State State Award Findings. 140

Categories

Eligibility Reporting

Other Findings in this Audit

  • 524371 2024-005
    Significant Deficiency Repeat
  • 524372 2024-006
    Significant Deficiency Repeat
  • 524373 2024-007
    Significant Deficiency Repeat
  • 524374 2024-008
    Significant Deficiency Repeat
  • 1100813 2024-005
    Significant Deficiency Repeat
  • 1100814 2024-006
    Significant Deficiency Repeat
  • 1100815 2024-007
    Significant Deficiency Repeat
  • 1100816 2024-008
    Significant Deficiency Repeat
  • 1100817 2024-009
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.22M
93.778 Medical Assistance Program $1.48M
93.658 Foster Care Title IV-E $933,423
93.563 Child Support Services $784,303
93.558 Temporary Assistance for Needy Families $689,349
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $663,074
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children $459,417
93.667 Social Services Block Grant $291,958
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $250,362
93.568 Low-Income Home Energy Assistance $146,176
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $127,307
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $122,505
93.268 Immunization Cooperative Agreements $69,305
93.767 Children's Health Insurance Program $65,075
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $60,392
93.994 Maternal and Child Health Services Block Grant to the States $52,739
93.217 Family Planning Services $47,380
93.967 Centers for Disease Control and Prevention Collaboration with Academia to Strengthen Public Health $44,935
97.042 Emergency Management Performance Grants $39,698
93.069 Public Health Emergency Preparedness $34,799
93.053 Nutrition Services Incentive Program $31,679
93.991 Preventive Health and Health Services Block Grant $30,431
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $20,843
20.106 Airport Improvement Program, Infrastructure Investment and Jobs Act Programs, and Covid-19 Airports Programs $20,542
93.556 Marylee Allen Promoting Safe and Stable Families Program $13,277
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $9,500
93.645 Stephanie Tubbs Jones Child Welfare Services Program $7,423
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $5,470
93.659 Adoption Assistance $4,439
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $3,000
93.110 Maternal and Child Health Federal Consolidated Programs $2,000
93.917 Hiv Care Formula Grants $789
93.977 Sexually Transmitted Diseases (std) Prevention and Control Grants $100
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $14