Finding 520226 (2024-001)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-01-24
Audit: 339791
Organization: Metro United Way, Inc. (KY)

AI Summary

  • Core Issue: The Organization recorded pledges and revenue based on estimates instead of formal commitments, violating U.S. GAAP.
  • Impacted Requirements: Financial statements were restated, reducing pledges receivable and revenue by about $2,260,000.
  • Recommended Follow-Up: Ensure future revenue and pledges are recorded based on formal commitments to comply with U.S. GAAP.

Finding Text

Criteria and Condition: Subsequent to the issuance of the audited financial statements for the year ended April 30, 2023, it was discovered that the Organization recorded certain pledges receivable and revenue based on estimates calculated by the Organization, rather than formal commitments which is not in accordance with the requirements of U.S. GAAP. Cause: Metro United Way, Inc. was not clear on the authoritative guidance to follow in regard to recording revenue and pledges receivable for certain campaigns that supporting documentation was not provided. Effect: Management restated the financial statements for the year ended April 30, 2023, to correct the overstatement. The adjustments reduced pledges receivable, revenue, and change in net assets by approximately $2,260,000, as compared to the balances previously reported as of April 30, 2023. Recommendation: Ensure that all revenue and pledges receivable are recorded in accordance with U.S. GAAP by recording pledges based on a formal commitment provided to the Organization. Views of Responsible Officials and Planned Corrective Actions: Metro United Way, Inc. agrees with the finding and the recommended procedures have been implemented for fiscal year ended April 30, 2024.

Corrective Action Plan

Finding: Subsequent to the issuance of the audited financial statements for the year ended April 30, 2024, it was discovered that the Organization recorded pledges, receivables, and revenue for certain donors based on estimates calculated by the Organization, rather than formal commitments, which is not in accordance with the requirements of U.S. GAAP. Corrective Actions Taken or Planned: Metro United Way will record donor pledges receivable and their related revenue only if there is sufficient evidence in the form of verifiable documentation that a promise to give has been made and received. Client Responsible Party(s): Sandra Watson, Director, Revenue Processing, Phillip Bond, Chief Financial Officer. Completion Date: Corrective action plan was implemented during the fiscal year ending April 30, 2024.

Categories

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Other Findings in this Audit

  • 1096668 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.56M
93.197 Childhood Lead Poisoning Prevention Projects, State and Local Childhood Lead Poisoning Prevention and Surveillance of Blood Lead Levels in Children $5,128