Finding 520153 (2023-004)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2025-01-24
Audit: 339709
Organization: City of Alamogordo (NM)

AI Summary

  • Core Issue: The contract for the HVAC project lacks required clauses for prevailing wage rates, leading to significant compliance risks.
  • Impacted Requirements: This omission violates federal regulations that mandate effective internal controls and adherence to the Davis-Bacon Act for contracts over $2,000.
  • Recommended Follow-Up: Review and revise the contract to include prevailing wage clauses, and implement training for staff to prevent future oversights in contract management.

Finding Text

2023-004 – Absence of Prevailing Wage Rate Clauses in Contract – Significant Deficiency in Internal Controls over Compliance and Noncompliance Federal Program Information Federal Award Title and ALN: 14.872 Public Housing Capital Fund Federal Awarding Agency: U.S. Department of Housing and Urban Development Federal Award ID Number: FW-5439; FW-5436; FW-5438 Federal Award Year: 2023 Condition – During the review of the contract for the Housing Authority’s HVAC project, it was noted that the contract did not include clauses mandating the payment of prevailing wage rates to workers. Criteria – Per Title 2 US Code of Federal Regulations Part 200.303a, non-federal entities must establish and maintain effective internal control over Federal awards that provides reasonable assurance that the non-Federal entities is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Per Title 2 US Code of Federal Regulations Appendix II to Part 200, contracts for construction funded by Federal awards in excess of $2,000 must contain provisions incorporating the Davis- Bacon Act, which requires contractors and subcontractors to pay prevailing wages for the work performed under the contract. Questioned Costs – None. Effect – The absence of these clauses may result in non-compliance with federal or state labor laws, potentially leading to legal penalties, financial liabilities, and reputational damage for the City. Additionally, workers may not receive fair compensation for their labor. Cause – The omission of prevailing wage rate clauses appears to be due to an oversight by the Housing Authority personnel during the contract drafting and approval process.

Categories

Internal Control / Segregation of Duties HUD Housing Programs Significant Deficiency Matching / Level of Effort / Earmarking Special Tests & Provisions

Other Findings in this Audit

  • 520148 2023-003
    Significant Deficiency Repeat
  • 520149 2023-003
    Significant Deficiency Repeat
  • 520150 2023-003
    Significant Deficiency Repeat
  • 520151 2023-004
    Significant Deficiency
  • 520152 2023-004
    Significant Deficiency
  • 520154 2023-003
    Significant Deficiency Repeat
  • 520155 2023-003
    Significant Deficiency Repeat
  • 1096590 2023-003
    Significant Deficiency Repeat
  • 1096591 2023-003
    Significant Deficiency Repeat
  • 1096592 2023-003
    Significant Deficiency Repeat
  • 1096593 2023-004
    Significant Deficiency
  • 1096594 2023-004
    Significant Deficiency
  • 1096595 2023-004
    Significant Deficiency
  • 1096596 2023-003
    Significant Deficiency Repeat
  • 1096597 2023-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $761,846
14.228 Community Development Block Grants $291,428
97.039 Hazard Mitigation Grant $272,552
66.468 Capitalization Grants for Drinking Water State Revolving Funds $201,009
93.044 Special Programs for the Aging: Title III Part B - Supportive Services & Senior Centers $125,131
14.872 Public Housing Capital Fund $107,619
21.027 Covid-19: Coronavirus State and Local Fiscal Recovery Funds $92,567
93.053 Nutrition Services Incentive Program $57,166
93.044 Covid-19: Special Programs for the Aging: Title III Part B - Supportive Services & Senior Center $38,141
45.164 Covid-19: Promotion of the Humanities Public Programs $25,000
95.001 High Intensity Drug Trafficking Areas Program $5,966
16.738 Bulletproof Vests $2,000
20.608 Enddwi $125