Finding 518999 (2023-001)

Significant Deficiency
Requirement
AB
Questioned Costs
$1
Year
2023
Accepted
2025-01-13

AI Summary

  • Unauthorized loan of funds: The Organization loaned $12,895 to a related party, violating its regulatory agreement.
  • Significant deficiency: This finding highlights a major weakness in internal controls regarding related party transactions.
  • Action needed: Update policies to restrict payments to only those for incurred expenses and enhance review processes to prevent future issues.

Finding Text

Finding 2023-001 Unauthorized loan of Project funds. Type of finding: Significant deficiency in internal control. Condition and context: The Organization was owed $12,895 at December 31, 2023 for overpaying a related party.Criteria: The Organization’s regulatory agreement does not allow it to loan funds to other entities. Cause: The Organization has several transactions with its related party during the year and management inadvertently overpaid an invoice.Effect: The Organization loaned funds to a related party without approval from HUD.Questioned costs: Known questioned costs are $12,895. Recommendation: We recommend that the Organization updates its policy for related party transactions and limits them to only paying for transactions that have occurred.Views of Responsible Officials: Management agrees with this finding and the overpayment was corrected in March 2024. Management will review internal controls and implement a review process to only pay expenses already incurred to avoid future overpayments.

Corrective Action Plan

Management agrees with this finding and the overpayment was corrected in March 2024. Management will review internal controls and implement a review process to only pay expenses already incurred to avoid future overpayments.

Categories

Questioned Costs HUD Housing Programs Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1095441 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $196,879