Finding 518886 (2024-003)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
$1
Year
2024
Accepted
2025-01-13

AI Summary

  • Core Issue: The Authority failed to conduct rent reasonableness evaluations for newly leased units, impacting compliance with federal requirements.
  • Impacted Requirements: Evaluations must be performed at initial leasing and during contract terms, especially before rent increases or significant decreases in Fair Market Rent.
  • Recommended Follow-Up: Implement stronger internal control procedures to ensure compliance with reasonable rent evaluations and maintain proper documentation.

Finding Text

Finding 2024-003 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Housing Voucher Cluster - Section 8 Housing Choice Vouchers, Mainstream Vouchers and Emergency Housing Vouchers Programs Federal Assistance Listing Number: 14.871, 14.879 and 14.EHV Noncompliance – N. Special Tests and Provisions – Reasonable Rent Non Compliance Material to the Financial Statements: No Significant Deficiency in Internal Control over Compliance for Special Tests and Provisions Criteria: Reasonable Rent. The Authority must do the following: The Authority must determine that the rent to owner is reasonable at the time of initial leasing. Also, the Authority must determine reasonable rent during the term of the contract (a) before any increase in the rent to owner, and (b) at the HAP contract anniversary if there is a 5 percent decrease in the published Fair Market Rent in effect 60 days before the HAP contract anniversary. The Authority must maintain records to document the basis for the determination that rent to owner is a reasonable rent (initially and during the term of the HAP contract)(24 CFR sections 982.4, 982.54(d)(15), 982.158(f)(7), and 982.507). Condition: Based upon inspection of the Authority’s files and on discussion with management, there were newly leased units for which rent reasonablness evaluations were not performed. Context: There were approximately one hundred and forty three (143) newly leased Housing Voucher Cluster units. Of a sample size of fifteen (15) newly leased units, rent reasonableness evaluations for five (5) units were not performed. Our sample size is statistically valid. Known Questioned Costs: $ 34,257 Cause: There is a significant deficiency for the Housing Voucher Cluster in internal controls over the compliance for the special tests and provisions type of compliance related to reasonable rent. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that reasonably assures the programs are in compliance. Effect: The Housing Voucher Cluster is in non-compliance with the special tests and provisions type of compliance related to reasonable rent. Recommendation: We recommend the Authority design and implement internal control procedures that will assure compliance with the Uniform Guidance and the compliance supplement.

Corrective Action Plan

Authority Response: The Authority has recognized the deficiencies in the Housing Voucher Cluster and will implement internal control procedures that will ensure compliance with federal regulations. Sarah Parker, Executive Director, was designated to be responsible for implementing this corrective action by March 31, 2025.

Categories

Questioned Costs HUD Housing Programs Special Tests & Provisions Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 518885 2024-002
    Significant Deficiency Repeat
  • 518887 2024-002
    Significant Deficiency Repeat
  • 518888 2024-003
    Significant Deficiency Repeat
  • 1095327 2024-002
    Significant Deficiency Repeat
  • 1095328 2024-003
    Significant Deficiency Repeat
  • 1095329 2024-002
    Significant Deficiency Repeat
  • 1095330 2024-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $5.75M
10.405 Farm Labor Housing Loans and Grants $368,820
14.197 Multifamily Assisted Housing Reform and Affordability Act $186,916
14.879 Mainstream Vouchers $172,308
14.896 Family Self-Sufficiency Program $147,571
10.415 Rural Rental Housing Loans $88,196