Finding 518534 (2024-002)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-01-09
Audit: 336993
Organization: School District of West Depere (WI)

AI Summary

  • Core Issue: The District failed to follow its own policy for verifying vendor suspension and debarment, which is a significant deficiency in internal controls.
  • Impacted Requirements: Compliance with federal regulations (2 CFR sections 200.212, 200.318(h), and 180.300) regarding vendor eligibility for federal funds.
  • Recommended Follow-Up: Establish a reliable process to ensure all vendors exceeding purchase thresholds are checked for suspension and debarment.

Finding Text

Control Deficiencies Suspension and Debarment – Child Nutrition Cluster Type of Finding: Significant deficiency in internal control compliance Federal Agency: U.S. Department of Agriculture Federal Program Name: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, 10.559 Pass-Through Agency: Wisconsin Department of Instruction Pass-Through Number(s): 2024-056328-DPI-SB-546, 2024-056328-DPI-NSL-547, 2024-056328-DPI-SFSP-586 Award Period: 7/1/23 – 6/30/24 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: The organization should have procedures for verifying that an entity with which it plans to enter a covered transaction is not debarred, suspended, or otherwise excluded (2 CFR sections 200.212 and 200.318(h); 2 CFR section 180.300; 48 CFR section 52.209-6) Condition: The District has a policy in place that meets the requirements of Uniform Guidance, however, the policy was not followed in 2023-2024. Questioned Costs: None noted. Context: For 5 out of 5 vendors tested, the District did not have documentation of checking for suspension and debarment. Cause: Due to turnover in the Food Service Director Position and related support staff, new Food Service Director was not able to produce documentation that suspension and debarment was checked for the vendors tested. Effect: The district could potentially be using Federal Grant dollars for suspended or debarred vendors Repeat Finding: This is not a repeat finding. Recommendation: We recommend the District implement a process to check for suspension and debarment for all vendors exceeding the threshold for purchases. Views of responsible officials: There is no disagreement with the finding

Corrective Action Plan

Suspension and Debarment, Child Nutrition Cluster Recommendation: We recommend the district implement a process to check for suspension and debarment for all vendors exceeding the threshold for purchases. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned/taken in response to finding: The Food Service Director will be checking for suspension or debarment and keeping track of this on a spreadsheet. Responsible official: Michael VandenBush, Food Service Director Anticipated completion date: 2024-25 Fiscal Year

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 518535 2024-002
    Significant Deficiency
  • 518536 2024-002
    Significant Deficiency
  • 518537 2024-002
    Significant Deficiency
  • 518538 2024-002
    Significant Deficiency
  • 1094976 2024-002
    Significant Deficiency
  • 1094977 2024-002
    Significant Deficiency
  • 1094978 2024-002
    Significant Deficiency
  • 1094979 2024-002
    Significant Deficiency
  • 1094980 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $198,296
10.555 National School Lunch Program $167,868
10.559 Summer Food Service Program for Children $103,147
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $69,275
84.060 Indian Education Grants to Local Educational Agencies $57,801
84.027 Special Education Grants to States $52,499
84.010 Title I Grants to Local Educational Agencies $29,668
84.048 Career and Technical Education -- Basic Grants to States $19,648
84.424 Student Support and Academic Enrichment Program $17,845
10.553 School Breakfast Program $13,276
84.173 Special Education Preschool Grants $12,900
84.425 Education Stabilization Fund $10,118
84.365 English Language Acquisition State Grants $9,844
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $7,847