Finding 518339 (2024-003)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-01-09
Audit: 336713
Organization: Regional School Unit No. 10 (ME)

AI Summary

  • Core Issue: The School Unit lacks a control system for reviewing monthly claim forms, leading to inaccurate reporting.
  • Impacted Requirements: Monthly claims must be filed accurately and on time, with established internal controls for compliance.
  • Recommended Follow-Up: Implement a secondary review process for claim forms to catch errors before submission.

Finding Text

2024-003 – U.S. Department of Agriculture, For the Period July 1, 2023 through June 30, 2024, Assistance Listing #10.553-10.582 – Internal Control and Compliance over Child Nutrition Cluster Criteria: The School Nutrition cluster requires the School Unit to file monthly claim forms (reports) with the State within a certain period of time and to accurately reflect the meals served for the program. In addition, the School Unit Is required to establish internal controls and procedures to ensure compliance with requirements. Condition: The School Unit does not have an established control system implemented covering the reporting process for monthly claim forms. As a result, we identified the September 2023 claim incorrectly reported 6 additional meals served at Mountain Valley High School then were not actually served. Cause: A clerical error was not identified prior to submission of the September claim form, due to lack of a secondary review. Effect: Errors in claim forms may not be caught prior to submission. Recommendation: We recommend the School Unit implement controls to ensure monthly claim forms are reviewed by a second individual prior to submission to minimize the risk of errors or fraudulent reporting. Questioned Costs: None

Categories

Reporting School Nutrition Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 518336 2024-003
    Significant Deficiency Repeat
  • 518337 2024-003
    Significant Deficiency Repeat
  • 518338 2024-003
    Significant Deficiency Repeat
  • 518340 2024-003
    Significant Deficiency Repeat
  • 518341 2024-003
    Significant Deficiency Repeat
  • 518342 2024-003
    Significant Deficiency Repeat
  • 1094778 2024-003
    Significant Deficiency Repeat
  • 1094779 2024-003
    Significant Deficiency Repeat
  • 1094780 2024-003
    Significant Deficiency Repeat
  • 1094781 2024-003
    Significant Deficiency Repeat
  • 1094782 2024-003
    Significant Deficiency Repeat
  • 1094783 2024-003
    Significant Deficiency Repeat
  • 1094784 2024-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Elementary and Secondary School Emergency Relief 3 - Covid $1.52M
84.010 Title Ia Disadvantaged $1.40M
84.027 Local Entitlement $672,453
10.555 National School Lunch Program $656,352
10.553 National School Lunch Program - Breakfast Program $337,770
84.425 Elementary and Secondary School Emergency Relief 2 - Learning Loss - Covid $231,813
84.358 Rural Low Income $161,723
84.287 21st Century $157,500
10.582 Fresh Fruit and Vegetable Program $85,711
10.558 Child and Adult Care Food Program $71,188
10.555 National School Lunch Program - Donated Commodities $66,628
10.855 Distance Learning and Telemedicine $44,159
10.555 Supply Chain Assistance $43,050
10.559 National School Lunch Program - Summer Food Service $39,735
84.010 Title Ia - Program Improvement $28,293
10.579 Child Nutrition Discretionary Grants $22,154
10.446 Rural Community Development Initiative $13,470
32.004 E-Rate $12,966
84.173 Local Entitlement - Preschool Grants $8,671
10.649 Pandemic Ebt Administrative Costs: Snap $3,918
84.367 Title Iia - Supporting Effective Instruction $3,306
10.555 National School Lunch Program - After School Snack $2,647
84.173 Local Entitlement - Preschool Grants - Arp - Covid $401