Finding 517611 (2023-005)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2025-01-03

AI Summary

  • Core Issue: The Agency submitted the annual SF-425 report late, missing the April 30, 2022 deadline by over a month.
  • Impacted Requirements: Compliance with financial reporting requirements under Assistance Listing No. 93.676 was not met due to lack of procedures.
  • Recommended Follow-Up: Implement a checklist or procedure to ensure timely completion and submission of required reports; management is committed to improving internal controls.

Finding Text

Financial and Performance Reporting Information on Federal Program: Unaccompanied Alien Children (Assistance Listing No. 93.676) provided by the Department of Health and Human Services. Criteria: Compliance under Unaccompanied Alien Children (Assistance Listing No. 93.676): Financial Reporting Requirements, submission of SF-425, Federal Financial Report. Condition: During our testing of compliance with the submission of the SF-425, Federal Financial Report, we noted that the annual report that was due April 30, 2022, was submitted June 15, 2022. Questioned Cost: None Cause: The Agency did not have a procedure in place to ensure that required reports were completed and submitted by the required due dates. Effect: All submissions of the quarterly Federal Financial Report (SF-425) and the annual report were not filed by the required deadline. Perspective Information: Review of timely submission of reporting is performed as part of the audit procedures. Repeat Finding: Yes. Recommendation: We recommend the Agency implement a procedure or checklist to ensure that the required reports are completed and submitted by the required due dates. Views of the Responsible Officials and Planned Corrective Actions. The Agency’s management agrees with this finding and is committed to the development of a solid internal control system that will enable timely reports to government sources. The Agency, under the oversight of a newly hired Chief Financial Officer, will develop monthly and quarterly closing procedures to aid in the timely closing and filing of reports required by Assistance Listing No. 93.676.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 517610 2023-005
    Significant Deficiency Repeat
  • 517612 2023-006
    Significant Deficiency Repeat
  • 517613 2023-006
    Significant Deficiency Repeat
  • 517614 2023-007
    Material Weakness Repeat
  • 517615 2023-007
    Material Weakness Repeat
  • 1094052 2023-005
    Significant Deficiency Repeat
  • 1094053 2023-005
    Significant Deficiency Repeat
  • 1094054 2023-006
    Significant Deficiency Repeat
  • 1094055 2023-006
    Significant Deficiency Repeat
  • 1094056 2023-007
    Material Weakness Repeat
  • 1094057 2023-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.676 Unaccompanied Children Program $942,609
10.555 National School Lunch Program $10,843
10.553 School Breakfast Program $10,001