Finding 517410 (2024-007)

Material Weakness
Requirement
I
Questioned Costs
$1
Year
2024
Accepted
2025-01-01

AI Summary

  • Core Issue: The District failed to implement necessary controls over procurement procedures for the Special Education program, leading to a material weakness in compliance.
  • Impacted Requirements: Non-compliance with 2 CFR §200.303 and 2 CFR §200.318(i), which mandate proper documentation and rationale for procurement processes.
  • Recommended Follow-Up: The District should retain all procurement documentation, including quotes and decision rationales, to ensure compliance moving forward.

Finding Text

2024 - 007: Procurement Federal Agency: U.S. Department of Education Federal Program Title: Special Education Cluster ALN: 84.027 and 84.173 Federal Award Identification Numbers and Year: H027A230087 & H173A230086, 2024 Pass-Through Agency: Minnesota Department of Education Pass-Through Numbers: H027A230087 & H173A230086 Award Period: July 1, 2023 – June 30, 2024 Type of Finding: Material Weakness in Internal Control Over Compliance and Other Matters Criteria or Specific Requirement: The District should have controls in place to ensure compliance per the requirements of 2 CFR §200.303. 2 CFR section 200.318(i) requires the District to maintain records sufficient to detail the history of procurement. These records should include, but are not necessarily limited to the following: rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition: The District did not perform the required control over procurement procedures over covered transactions in the special education program in 2024. Questioned Costs: $19,317 Context: Of the covered transactions tested, it was noted that the District did not perform the required control over procurement on 3 of 3 items tested for the special education program. Cause: District did not retain the proper documentation for the procurement method utilized. Effect: Without proper controls in place, there is a higher likelihood that District could not be in compliance with federal procurement requirements. Repeat Finding: No Recommendation: We recommend the District ensures it retains all documentation for procurement methods used such as retaining all quotes/bids received, as well as formally documenting rationale for all procurement decisions made. View of Responsible Official: There is no disagreement with the audit finding.

Corrective Action Plan

Material Weakness in Internal Control Over Compliance and Other Matters Recommendation: We recommend the District ensures it retains all documentation for procurement methods used such as retaining all quotes/bids received, as well as formally documenting rationale for all procurement decisions made. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The District will work to revise its procurement procedures and policies to ensure compliance with documentation requirements. Specifically, the District will implement a system to retain all quotes/bids received and formally document rationale for all procurement decisions. Name(s) of the contact person(s) responsible for corrective action: David Brecht, Executive Director of Finance and Operations. Planned completion date for corrective action plan: June 30, 2025

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 517397 2024-004
    Material Weakness Repeat
  • 517398 2024-004
    Material Weakness Repeat
  • 517399 2024-004
    Material Weakness Repeat
  • 517400 2024-004
    Material Weakness Repeat
  • 517401 2024-006
    Material Weakness
  • 517402 2024-006
    Material Weakness
  • 517403 2024-006
    Material Weakness
  • 517404 2024-006
    Material Weakness
  • 517405 2024-004
    Material Weakness Repeat
  • 517406 2024-004
    Material Weakness Repeat
  • 517407 2024-006
    Material Weakness
  • 517408 2024-006
    Material Weakness
  • 517409 2024-005
    Material Weakness Repeat
  • 517411 2024-005
    Material Weakness Repeat
  • 517412 2024-007
    Material Weakness
  • 1093839 2024-004
    Material Weakness Repeat
  • 1093840 2024-004
    Material Weakness Repeat
  • 1093841 2024-004
    Material Weakness Repeat
  • 1093842 2024-004
    Material Weakness Repeat
  • 1093843 2024-006
    Material Weakness
  • 1093844 2024-006
    Material Weakness
  • 1093845 2024-006
    Material Weakness
  • 1093846 2024-006
    Material Weakness
  • 1093847 2024-004
    Material Weakness Repeat
  • 1093848 2024-004
    Material Weakness Repeat
  • 1093849 2024-006
    Material Weakness
  • 1093850 2024-006
    Material Weakness
  • 1093851 2024-005
    Material Weakness Repeat
  • 1093852 2024-007
    Material Weakness
  • 1093853 2024-005
    Material Weakness Repeat
  • 1093854 2024-007
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.027 Special Education_grants to States $1.96M
10.553 School Breakfast Program $437,857
10.555 National School Lunch Program $298,323
84.010 Title I Grants to Local Educational Agencies $268,837
84.367 Improving Teacher Quality State Grants $179,813
84.365 English Language Acquisition State Grants $112,426
21.027 Coronavirus State and Local Fiscal Recovery Funds $72,022
32.009 Emergency Connectivity Fund Program $63,584
84.173 Special Education_preschool Grants $41,731
84.048 Career and Technical Education -- Basic Grants to States $13,502
10.558 Child and Adult Care Food Program $11,147
84.425 Education Stabilization Fund $10,122
84.060 Indian Education_grants to Local Educational Agencies $4,342
10.559 Summer Food Service Program for Children $186
10.556 Special Milk Program for Children $45