Finding 517394 (2023-004)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2025-01-01

AI Summary

  • Core Issue: Reimbursement requests were made for costs not paid within the required timeframe, violating federal cash management rules.
  • Impacted Requirements: Costs must be paid or incurred within 30 days of reimbursement requests to comply with federal acquisition regulations.
  • Recommended Follow-Up: Management should ensure payments are made within 30 days of reimbursement requests to avoid future compliance issues.

Finding Text

Criteria: Cost-reimbursement contracts under the federal acquisition regulation require that the non-federal entity request reimbursement for (a) only allocable, allowable, and reasonable contract costs that have already been paid or (b) if the non-federal entity is not delinquent in paying costs of contract performance in the ordinary course of business, costs incurred, but not necessarily paid. Ordinary course of business would be in accordance with the terms and conditions of a subcontract or invoice and ordinarily within 30 days of the request to the federal government for reimbursement. Condition: We selected a sample of expenditures requested for reimbursement. In our testing of the sample, we noted expenditures between $500 and $777,671 (average expenditure of $260,867) that were incurred and requested for reimbursement; however, the payment for the expenditure was not made until 37-103 days after reimbursement (average delay in payment of 66 days). Cause: The Foundation waited for reimbursement funds to be received to pay the expenditure for cash flow purposes. Effect or potential effect: Since the federal award is a cost-reimbursement contract, the request for reimbursement was not in compliance with the cash management requirements of the federal award. Identification of a Repeat Finding: This is a repeat finding from the immediate previous audit, 2022-003. Recommendation: We recommend that management limit the time between requests to the federal government for reimbursement and payment of the expense to 30 days or less. Views of responsible officers: Management acknowledges this finding and will address remediation in the accompanying management’s corrective action plan in appendix A.

Corrective Action Plan

Management's Response: We concur. View of Responsible Officials and Corrective Action: The CEO and the finance team have implemented a process to submit reimbursement for prior month's work by conclusion of the following month. The CEO has implemented a process to aggressively follow-up with the state accounting team to ensure the state is holding true to a proper timeline of reimbursement. The CEO utilizes this follow-up messaging to the state to ensure all proper documentation has been assessed properly at each stage of the state's review process. Anticipated Completion Date: TPREF has implemented this new process as of January 1, 2024.

Categories

Cash Management Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 517392 2023-002
    Significant Deficiency
  • 517393 2023-003
    Material Weakness
  • 517395 2023-005
    Material Weakness Repeat
  • 517396 2023-006
    Material Weakness
  • 1093834 2023-002
    Significant Deficiency
  • 1093835 2023-003
    Material Weakness
  • 1093836 2023-004
    Material Weakness Repeat
  • 1093837 2023-005
    Material Weakness Repeat
  • 1093838 2023-006
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.268 Immunization Cooperative Agreements $5.58M
93.426 The National Cardiovascular Health Program $146,384