Finding 517156 (2023-002)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-12-30

AI Summary

  • Core Issue: The Schedule of Expenditures of Federal Awards (SEFA) contained errors due to insufficient internal controls.
  • Impacted Requirements: Compliance with Title 2 U.S. Code of Federal Regulations Part 200, which mandates accurate reporting of federal awards.
  • Recommended Follow-Up: Management should strengthen internal controls and consider consulting external experts to ensure accurate SEFA preparation.

Finding Text

Criteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) requires auditees to prepare an accurate Schedule of Expenditures of Federal Awards containing awards expended, assistance listing title and number, award number, name of the Federal agency, name of pass-through entity, and awards paid to subrecipients. Condition: During our audit, we noted that the Schedule of Expenditures of Federal Awards contained errors. The City's current internal controls over Schedule of Expenditures of Federal Awards reporting are not sufficient enough to ensure correct reporting. Cause: Management failed to follow reporting requirements related to the Schedule of Expenditures of Federal Awards. Effect: Federal expenditures reported in the Schedule of Expenditures of Federal Awards were incorrect. Recommendation: We recommend management develop internal controls over reporting and consult with external consultants, if necessary, to ensure an accurate Schedule of Expenditures of Federal Awards is prepared. County officers and employees have diligently tried to maintain sufficient records so that the SEFA can be accurately completed. The County Clerk is working toward capturing grant transactions in a manner sufficient to readily report the necessary information required on the SEFA by the next audit period. The telephone number for the County Clerk is (417) 357-6127.

Corrective Action Plan

County officers and employees have diligently tried to maintain sufficient records so that the SEFA can be accurately completed. The County Clerk is working toward capturing grant transactions in a manner sufficient to readily report the necessary information required on the SEFA by the next audit period. The telephone number for the County Clerk is (417) 357-6127.

Categories

Reporting Subrecipient Monitoring

Other Findings in this Audit

  • 1093598 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
12.112 Payments to States in Lieu of Real Estate Taxes $1.34M
15.226 Payments in Lieu of Taxes $148,952
21.027 Coronavirus State and Local Fiscal Recovery Funds $78,616
16.575 Crime Victim Assistance $51,273
16.710 Public Safety Partnership and Community Policing Grants $41,321
10.665 Schools and Roads - Grants to States $19,227
15.438 National Forest Acquired Lands $15,016
97.042 Emergency Management Performance Grants $6,976
20.205 Highway Planning and Construction $4,763
20.600 State and Community Highway Safety $246