Finding 516254 (2024-003)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2024-12-20
Audit: 334063
Organization: City of Three Rivers, Michigan (MI)

AI Summary

  • Core Issue: The City reported inaccurate financial information for federal grants due to discrepancies between reports and accounting records.
  • Impacted Requirements: Compliance with 2 CFR 200 requires accurate reporting supported by accounting records and independent review.
  • Recommended Follow-Up: The Finance Director should ensure all financial documents are reviewed for accuracy before submission, with a target completion date of June 30, 2025.

Finding Text

2024-003 - Reporting Finding Type. Immaterial Noncompliance; Significant Deficiency in Internal Controls over Compliance (Reporting). Federal program(s) U.S. Department of Housing and Urban Development - American Rescue Plan Act - MI Hope Grant (ALN 21.027); Passed through the Michigan State Housing Development Authority; All project numbers. Criteria. Recipients of federal awards are required to report periodically on financial information, as specified by the 2 CFR 200 Compliance Supplement or grant agreement. Reported information should be supported by the entity’s accounting records and subjected to an independent review and approval prior to submission in order to detect and correct any errors or omissions. Condition. During our audit procedures over the City's reporting process, we noted that there were discrepancies in the expenditures that were stated on the reports compared to the schedule of federal expenditures and the underlying accounting records. Cause. This condition is the result of lack of management oversight. Effect. The City followed grant requirements to complete the financial, performance and compliance reporting as required by Treasury, however, the reports were inaccurate. Questioned Costs. No costs were questioned as a result of this finding. Recommendation. We recommend that the City review reports submitted to ensure they are accurate. View of Responsible Officials. The Finance Director will review all financial documents before they are submitted to outside agencies to ensure accuracy. Responsible Official. Director of Finance and Administration Estimated Completion Date. June 30, 2025

Corrective Action Plan

2024-003 - Reporting U.S. Department of Housing and Urban Development – American Rescue Plan Act - MI Hope Grant (ALN 21.027); Passed through the Michigan State Housing Development Authority; All project numbers. Auditor Description of Condition and Effect. During our audit procedures over the City's reporting process, we noted that there were discrepancies in the expenditures that were stated on the reports compared to the schedule of federal expenditures and the underlying accounting records. The City followed grant requirements to complete the financial, performance and compliance reporting as required by Treasury, however, the reports were inaccurate. Auditor Recommendation. We recommend that the City review reports submitted to ensure they are accurate. Corrective Action. The Finance Director will review all financial documents before they are submitted to outside agencies to ensure accuracy. Responsible Person: Bobbi Schoon, Director of Finance and Administration

Categories

Internal Control / Segregation of Duties Reporting Significant Deficiency

Other Findings in this Audit

  • 1092696 2024-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $2.00M
21.027 Coronavirus State and Local Fiscal Recovery Funds $734,552
20.106 Airport Improvement Program, Covid-19 Airports Programs, and Infrastructure Investment and Jobs Act Programs $32,000
45.312 National Leadership Grants $4,124
16.738 Edward Byrne Memorial Justice Assistance Grant Program $2,616