Finding 515531 (2022-001)

Material Weakness
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2024-12-18
Audit: 333268
Organization: Restoration Society, INC (NY)
Auditor: Bonadio & CO LLP

AI Summary

  • Core Issue: Restoration Society, Inc. did not maintain proper documentation for payroll costs charged to federal programs.
  • Impacted Requirements: Lack of adequate time and attendance records violates federal contract agreements.
  • Recommended Follow-Up: Implement controls for staff to submit detailed time and attendance records for federal program tracking.

Finding Text

Material Weakness Finding 2022-001 Condition – Even though Restoration Society, Inc. (RSI) costs were allowable under these federal awards, documentation of adequate allocation methods of costs were not maintained for payroll. Management estimated amounts charged to federal programs in lieu of obtaining adequate documentation via time and attendance records. Criteria – Adequate documentation of actual time and effort spent on each federal award program is necessary to comply with various provisions of contract agreements with Federal agencies. Cause – Due to turnover and other priorities, detailed time and attendance records were not maintained. Effect – Inaccurate payroll expenditure reporting throughout the fiscal year. Recommendation – We recommend that the accounting department implement controls and procedures to require staff to submit time and attendance records indicating which federal programs they spent time on. Management’s Response – Management acknowledges the recommendation and has started implementing controls consistent with the recommendation.

Corrective Action Plan

Recommendation: The auditors recommended that the accounting department implement controls and procedures to require staff to submit time and attendance records indicating which federal programs they spent time on. Action Taken: Management agreed with this recommendation. Management has developed policies and procedures that will help to ensure timely and accurate tracking of federal expenditures on an annual basis. Our outsourced accounting personnel assumed responsibility for implementation by November 30, 2024.

Categories

Allowable Costs / Cost Principles Material Weakness Reporting Special Tests & Provisions

Other Findings in this Audit

  • 515532 2022-002
    Material Weakness
  • 1091973 2022-001
    Material Weakness
  • 1091974 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.267 Continuum of Care Program $847,432
14.231 Emergency Solutions Grant Program $410,444
93.778 Medical Assistance Program $326,100