Finding 514714 (2024-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2024-12-17
Audit: 333073

AI Summary

  • Core Issue: Title IV funds were returned late, with 10 out of 15 returns exceeding the 45-day requirement.
  • Impacted Requirements: Compliance with federal regulations for timely returns of Title IV funds (34 CFR 668.173(b)).
  • Recommended Follow-Up: MATC should assess staffing and processes to ensure timely fund returns and maintain compliance.

Finding Text

Finding No. 2024-001 - Untimely Return of Title IV Funds Repeat Finding: No ALN and Program: 84.007; 84.033; 84.063; 84.268 - Student Financial Assistance Cluster Award Amount: $52,741,301 Award Number: N/A Award Year: 7/1/2023-6/30/2024 Criteria: Returns of Title IV funds are required to be deposited or transferred into the SFA account or electronic fund transfers initiated to the Department of Education (ED) as soon as possible, but no later than 45 days after the date the institution determines that the student withdrew. Returns by check are late if the check is issued more than 45 days after the institution determined the student withdrew or the date on the canceled check shows the check was endorsed more than 60 days after the date the institution determined that the student withdrew (34 CFR 668.173(b)). Condition/Context: The auditor tested 15 Title IV returns, and noted that 10 returns were deposited or transferred to the SFA account or EFTs were initiated to ED more than 45 days after the date of determination. Our sample was not statistically valid. Cause: During the year, MATC implemented a retrain of R2T4 return calculations, as well as a secondary check on all calculations, which resulted in increased processing time. Additionally, turnover in the office of the Executive Director and Director positions within the Financial Aid office resulted in a gap in leadership, further delaying processing times. Questioned Costs: None Effect: All returns tested were properly calculated and were deposited or transferred to ED; however, the returns were not made timely. Recommendation: MATC should evaluate staffing levels and processes and implement return of funds calculation timelines to ensure timely returns. District Response: MATC agrees with the finding, and has added supervisory staff and implemented processes to ensure timely return of funds.

Corrective Action Plan

Finding 2024-001 Condition The auditor tested 15 Title IV returns, and noted that 10 returns were deposited or transferred to the SFA account or EFTs were initiated to ED more than 45 days after the date of determination. Corrective Action Plan Corrective Action Planned: In response to prior audit concerns regarding R2T4 (Return to Title IV) calculations, MATC implemented a comprehensive retraining program for staff on R2T4 regulations and requirements. Additionally, we instituted a secondary review process for all R2T4 calculations, which increased processing times. Since implementing these measures, we believe our staff is now sufficiently trained to accurately process R2T4 calculations without requiring a secondary review. To maintain compliance and quality assurance, the Financial Aid Processing Supervisor will oversee the R2T4 process to ensure all calculations and related returns/disbursements are completed within the 45-day regulatory timeframe. To further ensure accuracy and compliance, the Financial Aid Compliance Officer will conduct periodic audits by selecting a random sample of ten R2T4 calculations. These audits will confirm that the calculations are accurate and that returns/disbursements meet the 45-day processing requirement. We are confident that these measures will address prior concerns and uphold compliance with regulatory standards. Name(s) of Contact Person(s) Responsible for Corrective Action: Joshua Montavon, Wendy Hilvo, and Tina Johann Anticipated Completion Date: June 30, 2024

Categories

Student Financial Aid Reporting

Other Findings in this Audit

  • 514715 2024-001
    Significant Deficiency
  • 514716 2024-001
    Significant Deficiency
  • 514717 2024-001
    Significant Deficiency
  • 514718 2024-001
    Significant Deficiency
  • 514719 2024-001
    Significant Deficiency
  • 1091156 2024-001
    Significant Deficiency
  • 1091157 2024-001
    Significant Deficiency
  • 1091158 2024-001
    Significant Deficiency
  • 1091159 2024-001
    Significant Deficiency
  • 1091160 2024-001
    Significant Deficiency
  • 1091161 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.007 Federal Supplemental Educational Opportunity Grants $2.04M
84.033 Federal Work-Study Program $725,029
84.335 Child Care Access Means Parents in School $585,928
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $138,136
84.116 Fund for the Improvement of Postsecondary Education $125,469
84.048 Career and Technical Education -- Basic Grants to States $86,464
84.002 Adult Education - Basic Grants to States $42,333
10.558 Child and Adult Care Food Program $41,291
81.251 National Laboratory Jobs Apprenticeship for Complete and Committed Employment for Specialized Skills $30,973
97.044 Assistance to Firefighters Grant $27,447
47.076 Stem Education (formerly Education and Human Resources) $18,175
93.575 Child Care and Development Block Grant $14,858
17.268 H-1b Job Training Grants $9,210
84.063 Federal Pell Grant Program $3,160
84.268 Federal Direct Student Loans $713