Finding 513861 (2024-003)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2024-12-11
Audit: 331877
Organization: Arlington Baptist University (CO)
Auditor: Capincrouse LLP

AI Summary

  • Core Issue: The University failed to provide or document exit counseling for all students who left, affecting compliance with federal regulations.
  • Impacted Requirements: This deficiency violates 34 CFR 685.304(b), which mandates proper exit counseling documentation.
  • Recommended Follow-Up: Establish a process to ensure all departing students receive exit counseling notifications and that documentation is properly retained.

Finding Text

Lack of Documentation of Exit Counseling Significant Deficiency DEPARTMENT OF EDUCATION ALN #: 84.268 Federal Award Identification #: 2023-2024 Award Year Condition: The University did not retain evidence or provide exit counseling to all students who left or did not send exit counseling instructions timely. Criteria: 34 CFR 685.304(b) Questioned Costs: $0 Context: Out of 37 students tested for exit counseling, six students did not have any documentation of exit counseling being sent. The University is in the process of sending these students exit counseling notifications. Cause: These students were marked in the system as active, so they were not picked up with the report to send exit counseling. Effect: Documentation of exit counseling was not available. Exit counseling packets assist in reducing the default rate. The default rate for the University was 5.5% in 2019, 20.5% in 2018, and 21.8% in 2017. Official rates for 2020 and 2021 are listed at 0% due to COVID waivers. Identification as repeat finding, if applicable: Yes, 2023-003. Recommendation: We recommend the University implement a process where all students leaving the University are notified of exit counseling requirements and documentation is retained. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Corrective Action Plan

Lack of Documentation of Exit Counseling Planned Corrective Action: Current SIS is set to trigger the Exit Counseling to all students that are coded anything other than E (Enrolled). The Registrar updates all student files with any enrollment changes triggering the email to go to the student. The FA Director will run a report in the middle of each term to pick up any students that may have been missed by the Registrar. Person Responsible for Corrective Action Plan: Stephanie Castillo, Director of Financial Aid Anticipated Date of Completion: Fall 2024

Categories

Student Financial Aid Allowable Costs / Cost Principles Significant Deficiency

Other Findings in this Audit

  • 513858 2024-001
    Material Weakness Repeat
  • 513859 2024-002
    Significant Deficiency Repeat
  • 513860 2024-002
    Significant Deficiency Repeat
  • 513862 2024-004
    -
  • 513863 2024-004
    -
  • 1090300 2024-001
    Material Weakness Repeat
  • 1090301 2024-002
    Significant Deficiency Repeat
  • 1090302 2024-002
    Significant Deficiency Repeat
  • 1090303 2024-003
    Significant Deficiency Repeat
  • 1090304 2024-004
    -
  • 1090305 2024-004
    -

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $1.96M
84.063 Federal Pell Grant Program $793,987
84.425 Covid-19 Education Stabilization Fund Heerf - Institutional Portion $400,883
84.033 Federal Work-Study Program $9,444