Finding 513533 (2024-003)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2024-12-09
Audit: 331386
Auditor: Rsm US LLP

AI Summary

  • Core Issue: The District lacks controls to verify if vendors receiving over $25,000 in federal funds are suspended or debarred, violating federal compliance requirements.
  • Impacted Requirements: This affects adherence to the Uniform Guidance (2 CFR 200.303, 200.212, 200.318(h)), which mandates verification before funding disbursement.
  • Recommended Follow-Up: Establish and document procedures to ensure vendor verification for suspension or debarment before contracts or purchases are made.

Finding Text

2024-003: Suspension and Debarment—Material Weakness U.S. Department of Agriculture Passed through Missouri Department of Elementary and Secondary Education Child Nutrition Cluster, Assistance Listing No. 10.555 (National School Lunch Program), 10.553 (School Breakfast Program), 10.582 (Fresh Fruit and Vegetable Program) Federal award year 2023-2024 Criteria: The Uniform Guidance (2 CFR 200.303) requires nonfederal entities receiving federal awards to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance retirements. Also, the Uniform Guidance (2 CFR 200.212 and 200.318(h)) stipulates that when a nonfederal entity enters into a contract or purchase with an entity (vendor or subrecipient), the nonfederal entity must verify the entity is not suspended or debarred from participation in federal programs/grants when expending $25,000 or more in a year. Condition: The District did not have controls in place to reasonably ensure any entity receiving more than $25,000 in federal grant funds was not suspended or debarred, prior to providing them with federal funds. Cause: A lack of controls to reasonably ensure this verification was performed. Effect or potential effect: The District did not have controls in place to reasonably ensure compliance with suspension and debarment requirements of the Uniform Guidance. The potential effect is submitting unallowable costs, or loss of federal funding. Questioned costs: None Context: For all sample selections tested in the major program, documentation was not maintained that could provide evidence that the District had performed the required verification. None of the samples tested were identified as suspended or debarred entities. Identification as a repeat finding, if applicable: Not applicable. Recommendation: We recommend the District develop proper controls and procedures to determine whether vendors have been suspended or debarred prior to entering into contracts or purchase orders for all transactions, and maintain documentation supporting this verification. View of responsible officials: Management agrees with this finding.

Categories

Procurement, Suspension & Debarment School Nutrition Programs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 513531 2024-003
    Material Weakness
  • 513532 2024-005
    Significant Deficiency
  • 513534 2024-005
    Significant Deficiency
  • 513535 2024-003
    Material Weakness
  • 513536 2024-005
    Significant Deficiency
  • 513537 2024-004
    Material Weakness
  • 513538 2024-005
    Significant Deficiency
  • 513539 2024-006
    -
  • 513540 2024-004
    Material Weakness
  • 513541 2024-005
    Significant Deficiency
  • 513542 2024-006
    -
  • 513543 2024-004
    Material Weakness
  • 513544 2024-005
    Significant Deficiency
  • 513545 2024-006
    -
  • 513546 2024-004
    Material Weakness
  • 513547 2024-005
    Significant Deficiency
  • 513548 2024-006
    -
  • 1089973 2024-003
    Material Weakness
  • 1089974 2024-005
    Significant Deficiency
  • 1089975 2024-003
    Material Weakness
  • 1089976 2024-005
    Significant Deficiency
  • 1089977 2024-003
    Material Weakness
  • 1089978 2024-005
    Significant Deficiency
  • 1089979 2024-004
    Material Weakness
  • 1089980 2024-005
    Significant Deficiency
  • 1089981 2024-006
    -
  • 1089982 2024-004
    Material Weakness
  • 1089983 2024-005
    Significant Deficiency
  • 1089984 2024-006
    -
  • 1089985 2024-004
    Material Weakness
  • 1089986 2024-005
    Significant Deficiency
  • 1089987 2024-006
    -
  • 1089988 2024-004
    Material Weakness
  • 1089989 2024-005
    Significant Deficiency
  • 1089990 2024-006
    -

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $6.59M
84.010 Title I Grants to Local Educational Agencies $4.40M
10.553 School Breakfast Program $2.35M
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $691,965
84.027 Special Education Grants to States $580,059
84.048 Career and Technical Education -- Basic Grants to States $359,248
84.365 English Language Acquisition State Grants $358,269
84.424 Student Support and Academic Enrichment Program $339,056
84.002 Adult Education - Basic Grants to States $330,940
10.582 Fresh Fruit and Vegetable Program $210,377
84.173 Special Education Preschool Grants $127,368
84.425 Covid-19 - Education Stabilization Fund $109,920
93.575 Covid-19 - Child Care and Development Block Grant $100,000
84.027 Covid-19 - Special Education Grants to States $54,597
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $35,000
84.060 Indian Education Grants to Local Educational Agencies $16,906
10.558 Child and Adult Care Food Program $3,763