Finding 512299 (2024-006)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2024-11-26

AI Summary

  • Core Issue: The Authority failed to make required annual contributions of $20,000 to the replacement reserve, resulting in a cumulative deficit of $49,943.95.
  • Impacted Requirements: Noncompliance with Rural Development financial guidelines, including the need for USDA approval before fund withdrawals; $35,000 was withdrawn without approval.
  • Recommended Follow-Up: Review the program's financial health, implement budget cuts, and consider using nonfederal funds to ensure the program is self-sustaining.

Finding Text

Finding 2024-006: Special Tests and Provisions Rural Rental Housing Loan – Assistance Listing 10.415 Repeat Finding 2023-006 Noncompliance/Material Weakness Criteria: The Authority’s Rural Development Properties are required to make a $20,000 deposit into the replacement reserve annually until the balance in the account is at $200,000 or higher. Further, the Rural Development Properties should have adequate cash balances which exceed the security deposit liability. Condition: During the prior audit, it was noted the Authority had a shortfall in required contributions of $29,943.95. During the current year, the Authority made none of the $20,000 required contributions which resulted in the cumulative deficit of $49,943.95. In addition, the Authority must have approval from USDA prior to withdrawing funds. The Authority withdrew $35,000 without USDA’s approval as the Authority needed funds to operate. Cause: As noted in Finding 2024-001, the Rural Development Properties are struggling financially and have limited cash flow. Effect or Potential Effect: The Authority was in noncompliance with the Special Tests and Provisions that govern the program. Recommendation: The Authority must review the financial condition of the program and make budget cuts where possible so the program cash flows. The program should be financially viable on its own but the Authority could use other nonfederal funds to help fund the program at the discretion of the Board of Commissioners. View of the Responsible Officials of the Auditee: The auditee’s management agrees with the finding.

Corrective Action Plan

Finding 2024-006: Special Tests and Provisions Rural Rental Housing Loan-Assistance Listing 10.415 Repeat Finding 2023-005 Noncompliance: AGREED RCHA agrees that the Rural Development Properties are required to make a $20,000 deposit into the replacement reserve annually until the balance in the account is at $200,00 or higher. These properties should have adequate cash balances that exceed security deposit liability. Corrective Action: RCHA Administration is working on increasing rent and occupancy to improve revenue, as well as discussing options on nonfederal funds to help fund the program. This action will continue. Corrective Action: RCHA Administration and Board members will be approving and monitoring a budget that will help support the RD programs and the aging buildings including building the reserve payments that are required. This is an ongoing action that will continue. Corrective Action: RCHA Administration is discussing re-positioning of programs to assist in improving the RD program and properties. This action continues.

Categories

Matching / Level of Effort / Earmarking Special Tests & Provisions Material Weakness

Other Findings in this Audit

  • 512298 2024-008
    - Repeat
  • 512300 2024-007
    Material Weakness Repeat
  • 512301 2024-007
    Material Weakness
  • 1088740 2024-008
    - Repeat
  • 1088741 2024-006
    Material Weakness Repeat
  • 1088742 2024-007
    Material Weakness Repeat
  • 1088743 2024-007
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.415 Rural Rental Housing Loans $365,042
14.871 Section 8 Housing Choice Vouchers $244,154
14.850 Public and Indian Housing $174,866
14.872 Public Housing Capital Fund $105,793
10.427 Rural Rental Assistance Payments $60,465