Finding 512024 (2020-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2020
Accepted
2024-11-25
Audit: 329763
Organization: City of Hazleton, Pennsylvania (PA)
Auditor: Sb & Company LLC

AI Summary

  • Core Issue: The City failed to reconcile pension activity to trial balances, leading to material weaknesses in fiduciary fund reporting.
  • Impacted Requirements: Internal controls over financial reporting were inadequate, violating generally accepted accounting principles.
  • Recommended Follow-Up: Implement proper accounting policies and ensure timely reconciliation of pension fund activity.

Finding Text

Type of Finding: Fiduciary Fund Reporting (material weakness) Repeat Finding: Yes - 2018-002 Condition: During the year ended December 31, 2020, the City did not reconcile its pension activity to the pension trial balances. Criteria: The City’s internal controls over financial reporting should result in the accurate preparation of financial statements in accordance with accounting principles generally accepted in the United States of America. Cause: The City did not have the controls in place to ensure timely reconciliation of pension activity to the trial balances. Effect: Material adjustments were made to the pension funds. Questioned Costs: None. Recommendation: The City should implement proper accounting and policies for the pension funds, inclusive of recordation and reconciliation of pension fund activity. Auditee Response and Corrective Action Plan: Management agrees with the finding. The city will begin to record and reconcile pension statements in internal accounting software and reporting. Auditor’s Conclusion: This finding remains as stated.

Corrective Action Plan

The city as part of its ongoing audit process will make the proper adjusting entries to reflect pension activity in internal financials. Additionally, the city’s actuary is taking on administrative roles that should help with capacity. Contact Person: Daniel Lynch Anticipated Completion Date: Summer 2025

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 512023 2020-001
    Material Weakness Repeat
  • 512025 2020-003
    Material Weakness Repeat
  • 512026 2020-004
    - Repeat
  • 512027 2020-001
    Material Weakness Repeat
  • 512028 2020-002
    Material Weakness Repeat
  • 512029 2020-003
    Material Weakness Repeat
  • 512030 2020-004
    - Repeat
  • 512031 2020-001
    Material Weakness Repeat
  • 512032 2020-002
    Material Weakness Repeat
  • 512033 2020-003
    Material Weakness Repeat
  • 512034 2020-004
    - Repeat
  • 512035 2020-001
    Material Weakness Repeat
  • 512036 2020-002
    Material Weakness Repeat
  • 512037 2020-003
    Material Weakness Repeat
  • 512038 2020-004
    - Repeat
  • 512039 2020-001
    Material Weakness Repeat
  • 512040 2020-002
    Material Weakness Repeat
  • 512041 2020-003
    Material Weakness Repeat
  • 512042 2020-004
    - Repeat
  • 512043 2020-001
    Material Weakness Repeat
  • 512044 2020-002
    Material Weakness Repeat
  • 512045 2020-003
    Material Weakness Repeat
  • 512046 2020-004
    - Repeat
  • 1088465 2020-001
    Material Weakness Repeat
  • 1088466 2020-002
    Material Weakness Repeat
  • 1088467 2020-003
    Material Weakness Repeat
  • 1088468 2020-004
    - Repeat
  • 1088469 2020-001
    Material Weakness Repeat
  • 1088470 2020-002
    Material Weakness Repeat
  • 1088471 2020-003
    Material Weakness Repeat
  • 1088472 2020-004
    - Repeat
  • 1088473 2020-001
    Material Weakness Repeat
  • 1088474 2020-002
    Material Weakness Repeat
  • 1088475 2020-003
    Material Weakness Repeat
  • 1088476 2020-004
    - Repeat
  • 1088477 2020-001
    Material Weakness Repeat
  • 1088478 2020-002
    Material Weakness Repeat
  • 1088479 2020-003
    Material Weakness Repeat
  • 1088480 2020-004
    - Repeat
  • 1088481 2020-001
    Material Weakness Repeat
  • 1088482 2020-002
    Material Weakness Repeat
  • 1088483 2020-003
    Material Weakness Repeat
  • 1088484 2020-004
    - Repeat
  • 1088485 2020-001
    Material Weakness Repeat
  • 1088486 2020-002
    Material Weakness Repeat
  • 1088487 2020-003
    Material Weakness Repeat
  • 1088488 2020-004
    - Repeat

Programs in Audit

ALN Program Name Expenditures
20.507 5307 - Urbanized Area Formula Grants $1.21M
14.218 Community Development Block Grants/entitlement Grants $342,600